13D Filing: Viex Capital Advisors, LLC and A10 Networks Inc. (ATEN)

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Page 15 of 15 – SEC Filing

SCHEDULE A

Transactions in the Shares During
the Past Sixty Days

 

Nature of the Transaction

Securities

Purchased/(Sold)

Price Per

Share($)

Date of

Purchase / Sale

VIEX
opportunities fund, LP – Series one

 

Purchase of Common Stock 116,622 6.0408 01/17/2018
Purchase of Common Stock 69,017 6.2400 01/17/2018
Purchase of Common Stock 222,064 6.1546 01/17/2018
Purchase of Common Stock 739,680 6.2846 01/18/2018
Purchase of Common Stock 217,642 6.2880 01/18/2018
Purchase of Common Stock 84,911 6.4938 01/19/2018
Purchase of Common Stock 40,000 6.6356 01/22/2018
Purchase of Common Stock 53,639 6.6828 01/22/2018

Purchase of August 2018 Call Option

($2.50 Strike Price)1

800 4.4000 01/22/2018

Sale of August 2018 Put Option

($7.50 Strike Price)2

(1,200) 1.3000 01/22/2018
Purchase of Common Stock 10,000 6.8500 01/23/2018

Purchase
of August 2018 Call Option

($2.50 Strike Price)1

400 4.4500 01/23/2018
Purchase of Common Stock 34,000 6.6788 01/24/2018
Purchase of Common Stock 12,000 6.6900 01/24/2018

 

VIEX
special opportunities fund ii, LP

 

Purchase of Common Stock 1,109,520 6.2846 01/18/2018
Purchase of Common Stock 326,462 6.2880 01/18/2018
Purchase of Common Stock 127,367 6.4938 01/19/2018
Purchase of Common Stock 60,000 6.6356 01/22/2018
Purchase of Common Stock 80,459 6.6828 01/22/2018

Purchase of August 2018 Call Option

($2.50 Strike Price)1

1,200 4.4000 01/22/2018

Sale of August 2018 Put Option

($7.50 Strike Price)2

1,800 1.3000 01/22/2018
Purchase of Common Stock 15,000 6.8500 01/23/2018

Purchase of August 2018 Call Option

($2.50 Strike Price)1

600 4.4500 01/23/2018
Purchase of Common Stock 51,000 6.6788 01/24/2018
Purchase of Common Stock 18,000 6.6900 01/24/2018

 


1
Represents American-style call option purchased in the over-the-counter market with an expiration date of August 17, 2018.

2 Represents American-style put option sold in the over-the-counter
market with an expiration date of August 17, 2018.

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