13D Filing: Thomas M Patton and Cas Medical Systems Inc (NASDAQ:CASM)

Page 2 of 5 – SEC Filing

CUSIP No. 124769 20 9
13D
Page 2 of 5 Pages
1
NAME OF REPORTING PERSON
Thomas M. Patton
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
PF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
1,623,389
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
1,623,389
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,623,389
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%(1)
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
(1) Based on 28,229,081 shares outstanding at March 14, 2017, as disclosed by the Issuer in its Annual Report on Form 10-K, filed on March 15, 2017.

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