13D Filing: Stad Marc and Appfolio Inc (NASDAQ:APPF)

Page 2 of 8 – SEC Filing


CUSIP No. 03783C100

  1.

Names of
Reporting Persons

Marc Stad

  2.

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ☐        (b)  ☐

  3.

SEC Use Only

  4.

Source of Funds (See Instructions)

OO, PF

  5.

Check if Disclosure of Legal
Proceedings is Required Pursuant to Items 2(d) or 2(e)

  6.

Citizenship or Place of
Organization

United States Citizen

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

  7.

Sole Voting Power

112,045 shares of Class B Common Stock

31,602 shares of Class A Common Stock

  8.

Shared Voting Power

1,087,246 shares of Class B Common Stock

2,124,003 shares of Class A Common Stock

  9.

Sole Dispositive Power

112,045 shares of Class B Common Stock

31,602 shares of Class A Common Stock

10.

Shared Dispositive Power

1,087,246 shares of Class B Common Stock

2,124,003 shares of Class A Common Stock

11.

Aggregate Amount Beneficially Owned by Each Reporting Person

1,199,291 shares of Class B Common Stock

2,155,605 shares of Class A Common Stock

12.

Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)

13.

Percent of Class Represented by
Amount in Row 11

25.30%1

14.

Type of Reporting Person (See
Instructions)

IN

1 Percentage calculations are based upon 11,720,831 issued and outstanding shares of the Issuers Class A common stock as of February 16, 2017, as reported in the Issuers annual report on Form 10-K filed with
the SEC on February 27, 2017, plus 338,261 shares of Class B Common Stock converted to shares of Class A Common Stock by the Dragoneer Entities and Mr. Stad, plus all Class A Shares into which the Class B Shares beneficially owned by Mr. Stad are
convertible.

2

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