13D Filing: Smith Robert J and TherapeuticsMD Inc. (NYSEMKT:TXMD)

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Page 4 of 11 – SEC Filing

CUSIP No. 88338N 10 7 Page 4 of 11 Pages
1.

Name of Reporting Persons.

Plato & Associates, LLC, an entity solely controlled by Robert J. Smith

2.

Check the Appropriate Box if a Member of a Group

(a) ☐

(b) ☐

3.

SEC Use Only

4.

Source of Funds

PF – Personal Funds

5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

6.

Citizenship or Place of Organization

United States

Number of Shares

Beneficially Owned

by Each Reporting

Person With

7.

Sole Voting Power

9,842,843

8.

Shared Voting Power

-0-

9.

Sole Dispositive Power

9,842,843

10.

Shared Dispositive Power

-0-

11.

Aggregate Amount Beneficially Owned by Each Reporting Person

9,842,843

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares

13.

Percent of Class Represented by Amount of Row (11)

4.98%

14.

Type of Reporting Person

OO

 

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