13D Filing: Shah Capital Management and Utstarcom Holdings Corp. (NASDAQ:UTSI)

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SCHEDULE 13D/A

CUSIP No. 918076100
  1 

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Shah Capital Opportunity Fund
LP

  2

CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (See Instructions)

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS (See
Instructions)

    OO

  5

CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ☐

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7 

SOLE VOTING POWER

    0

  8

SHARED VOTING POWER

    7,550,000

  9

SOLE DISPOSITIVE POWER

    0

10

SHARED DISPOSITIVE POWER

    7,550,000

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    7,550,0001

12

CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ☐

13

PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)

    21.3%2

14

TYPE OF REPORTING PERSON (See
Instructions)

    PN

1 Includes 7,550,000 Ordinary Shares. Shah Capital LLC is the general partner of Shah Opportunity. Mr. Shah is the managing member of Shah Capital LLC.
2 Percentage calculated based on 35,400,000 Ordinary Shares outstanding.

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