13D Filing: Sentient Global Resources Fund IV Files Update on Golden Minerals Co (AUMN)

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Page 13 of 15 SEC Filing

CUSIP No. 381119106

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Item 7.

Material to be Filed as Exhibits

(A)

Filing Agreement dated February 22, 2016 by and among Sentient Global Resources Fund III, LP;  SGRF III Parallel I, L.P.; Sentient Executive GP III, Limited; Sentient GP III, LP; Sentient Global Resources Fund IV, LP, Sentient GP IV, LP, its General Partner and Sentient Executive GP IV, Limited, General Partner filed herewith.

(B)

Loan Agreement, as filed as Exhibit 10.1 to the Issuers Quarterly Report on Form 10-Q for quarter ended September 30, 2015 and filed on November 16, 2015 and incorporated by reference herein.

(C)

Note, as filed as Exhibit 10.2 to the Issuers Quarterly Report on Form 10-Q for quarter ended September 30, 2015 and filed on November 16, 2015 and incorporated by reference herein.



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