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13D Filing: Lawrence B Seidman and Malvern Bancorp, Inc. (MLVF)

Published on January 19, 2016 at 12:12 pm by Meena Krishnamsetty in Hedge Funds
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Page 32 of 37 SEC Filing

K.  
JBRC
(a)  
 JBRC, as the co-general partner of SIPIII, may be deemed the beneficial owner of the 10,598 Shares owned by SIPIII.
Percentage: Approximately 0.16%.
(b)  
1. Sole power to vote or direct the vote: 10,598
 
2. Shared power to vote or direct the vote: 0
 
3. Sole power to dispose or direct the disposition: 10,598
 
4. Shared power to dispose or direct the disposition: 0
(c)  
JBRC has not entered into any transactions in the Shares during the past 60 days.  The transactions in the Shares by SIPIII are set forth on Schedule B and are incorporated herein by reference.
L.  
Seidman
(a)  
Seidman, (i) as the manager of SAL, may be deemed the beneficial owner of the 55,590 Shares owned by SAL, (ii) as the sole officer of Veteri, the general partner of each of SIP and SIPII, may be deemed the beneficial owner of the 44,359 Shares owned by SIP and the 73,452 Shares owned by SIPII, (iii) as the managing member of JBRC I, LLC, the co-general partner of SIPIII, may be deemed the beneficial owner of the 10,598 Shares owned by SIPIII, (iv) as the sole officer of Veteri, the trading advisor of LSBK and CBPS, may be deemed the beneficial owner of the 32,539 Shares owned by LSBK and the 55,782 Shares owned by CBPS, and (v) as the investment manager for each of Broad Park, Chewy and 2514 MSF, may be deemed the beneficial owner of the 46,431 Shares owned by Broad Park, the 17,200 Shares owned by Chewy and the 17,535 Shares owned by 2514 MSF.  Accordingly, Seidman may be deemed the beneficial owner of an aggregate of 353,486 Shares.  In the foregoing capacities, Seidman has sole and exclusive investment discretion and voting authority with respect to all such Shares.
Percentage: Approximately 5.39%.
(b)  
1. Sole power to vote or direct the vote: 353,486
 
2. Shared power to vote or direct the vote: 0
 
3. Sole power to dispose or direct the disposition: 353,486
 
4. Shared power to dispose or direct the disposition: 0
(c)  
Seidman has not entered into any transactions in the Shares during the past 60 days.  The transactions in the Shares during the past 60 days on behalf of SAL, SIP, SIPII, SIPIII, LSBK, Broad Park, Chewy, 2514 MSF and CBPS are set forth on Schedule B and are incorporated herein by reference.
Each of the Reporting Persons, as a member of a “group” with the other Reporting Persons for purposes of Rule 13d-5(b)(1) of the Exchange Act, may be deemed to beneficially own the Shares owned by the other Reporting Persons.  The filing of this Schedule 13D shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 13(d) of the Exchange Act, the beneficial owner of any Shares he or it does not directly own.  Each of the Reporting Persons specifically disclaims beneficial ownership of the Shares reported herein that he or it does not directly own.

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