13D Filing: Rivernorth Capital Management to Purchase 9.22 Million Shares of Fifth Street Finance Corp. (FSC)

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Page 19 of 20 SEC Filing

SCHEDULE A
Transactions in the Shares During the Past Sixty (60) Days
Shares of Common Stock
Purchased/(Sold)
Price Per
Share($)
Date of
Purchase/Sale
RANDY I. ROCHMAN1
30,000
6.0950
01/08/2016
20,000
5.6650
01/12/2015
7,000
4.9960
01/15/2016
40,0002
4.6143
02/11/2016
MURRAY R. WISE
5,0003
6.130
01/08/2016
RIVERNORTH CAPITAL PARTNERS, L.P.
25,000
6.1699
01/07/2016
34,880
6.1585
01/08/2016
377,111
5.6977
01/12/2016
185,036
5.0820
01/14/2016
154,400
4.7070
01/15/2016
50,000
4.7599
01/20/2016
RIVERNORTH INSTITUTIONAL PARTNERS, L.P.
40,000
5.6977
01/12/2016


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