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13D Filing: Red Oak Partners, Llc and Issuer Direct Corp (NYSEMKT:ISDR)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Red Oak Partners 8 508,687 10 508,687 508,687 17.52%
The Red Oak Fund 8 204,922 10 204,922 204,922 7.06%
The Red Oak Long Fund 8 90,087 10 90,087 90,087 3.10%
Pinnacle Capital Partners 8 213,678 10 213,678 213,678 7.36%
Pinnacle Opportunities Fund 8 213,678 10 213,678 213,678 7.36%
David Sandberg 8 508,687 10 508,687 508,687 17.52%

Page 1 of 6 – SEC Filing

CUSIP No. 46520M204


Washington, D.C. 20549


Under the Securities Exchange Act of 1934

(Amendment No. 5)*

Issuer Direct Corporation

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)


(CUSIP Number)


Attn: David Sandberg

1969 SW 17th St.

Boca Raton, FL 33486

(212) 614-8952

 (Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)

                                   March 17, 2017                                  

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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