Page 4 of 5 – SEC Filing
CUSIP No. 74443P104 13D/A Page 4 of 5
| Item 1. | Security and Issuer. |
This Amendment No. 22 (“Amendment No. 22“) amends the Schedule 13D filed on January 7, 2014, as amended by Amendment No. 1 filed on January 17, 2014, Amendment No. 2 filed on May 23, 2014, Amendment No. 3 filed on December 3, 2014, Amendment No. 4 filed on March 17, 2015, Amendment No. 5 filed on March 24, 2015, Amendment No. 6 filed on August 10, 2015, Amendment No. 7 filed on September 2, 2015, Amendment No. 8 filed on October 9, 2015, Amendment No. 9 filed on October 16, 2015, Amendment No. 10 filed on November 9, 2015, Amendment No. 11 filed on November 19, 2015, Amendment No. 12 filed on December 29, 2015, Amendment No. 13 filed on January 14, 2016, Amendment No. 14 filed on March 25, 2016, Amendment No. 15 filed on April 18, 2015, Amendment No. 16 filed on August 31, 2016, Amendment No. 17 filed on November 10, 2016, Amendment No. 18 filed on November 17, 2016, Amendment No. 19 filed on February 16, 2017, Amendment No. 20 filed on March 20, 2017, and Amendment No. 21 filed on June 20, 2017 (as amended, the “Schedule 13D“), and relates to the shares of Common Stock, $0.001 par value (the “Shares“), of HC2 Holdings, Inc. (the “Issuer“). The Schedule 13D remains in full force and effect, except as specifically amended by this Amendment No. 22.
| Item 5. | Interest in Securities of the Issuer. |
References to the percentage ownership of Shares in this Schedule 13D are based upon 43,054,728 Shares stated to be outstanding as of October 31, 2017 by the Issuer in its Quarterly Report on Form 10-Q for the quarter ended September 30, 2017, filed with the Securities and Exchange Commission (the “SEC“) on November 8, 2017.
| (a, b) | As of the date hereof, Philip A. Falcone is the beneficial owner of 7,543,190 Shares, constituting 15.37% of the outstanding Shares and consisting of (i) 978,865 Shares owned directly by Mr. Falcone, (ii) 540,000 Shares owned by Global Opportunities Breakaway MM LLC (“Global Opportunities”), of which Mr. Falcone is the Managing Member and, as such, has the sole power to vote or dispose of such Shares, and (iii) 6,024,325 Shares which Mr. Falcone has the right to acquire within 60 days upon the exercise of outstanding options granted by the Issuer. |
| (c) | Neither Mr. Falcone nor Global Opportunities has effected any transactions in Shares in the past 60 days. |
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