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13D Filing: Oaktree Capital Management and Sunopta Inc. (STKL)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Oaktree Organics 12,002,721 12,002,721 12,002,721 12.6%
Oaktree Huntington Investment Fund II 2,330,612 2,330,612 2,330,612 2.7%
Oaktree Huntington Investment Fund II GP 2,330,612 2,330,612 2,330,612 2.7%
Oaktree Fund GP 14,333,333 14,333,333 14,333,333 14.7%
Oaktree Fund GP I 14,333,333 14,333,333 14,333,333 14.7%
Oaktree Capital I 14,333,333 14,333,333 14,333,333 14.7%
OCM Holdings I 14,333,333 14,333,333 14,333,333 14.7%
Oaktree Holdings 14,333,333 14,333,333 14,333,333 14.7%
Oaktree Capital Management 2,330,612 2,330,612 2,330,612 2.7%
Oaktree Holdings, Inc 2,330,612 2,330,612 2,330,612 2.7%
Oaktree Capital Group 14,333,333 14,333,333 14,333,333 14.7%
Oaktree Capital Group Holdings GP 14,333,333 14,333,333 14,333,333 14.7%
Howard Marks
Howard Marks
Oaktree Capital Management

Page 1 of 18 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

SunOpta Inc.

(Name of Issuer)

Common Shares, no par value

(Title of Class of Securities)

8676EP108

(CUSIP Number)

Todd E. Molz

Managing Director and General Counsel

Oaktree Capital Group Holdings GP, LLC

333 South Grand Avenue, 28th Floor

Los Angeles, California 90071

(213) 830-6300

With
a copy to:

Dennis M. Myers, P.C.

Kirkland & Ellis LLP

300 N. LaSalle Street

Chicago, Illinois 60654

(312) 862-2000

(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)

May 6, 2017

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box.  ☐

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b)
for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).

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