13D Filing: Oaktree Capital Management and Oaktree Strategic Income Corp (OCSI)

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Page 4 of 19 – SEC Filing


CUSIP No. 67402D 104

  1

  Name of Reporting Person or I.R.S. Identification No. of Above Person

   Oaktree Capital Group, LLC

  2

  Check the Appropriate Box
if a Member of a Group

  (a)  ☐        (b)  ☐

  3

  SEC Use Only

  4

  Source of Funds

  Not applicable

  5

Check Box if Disclosure of Legal
Proceedings Is Required Pursuant to Item 2(d) or 2(e)

  ☐

  6

  Citizenship or Place of
Organization

   Delaware

Number of

Shares

  Beneficially

Owned by

Each

Reporting

Person

With

  7

  Sole Voting Power

   392,000 (1)

8

  Shared Voting Power

  7,983,925.62 (2)

9

  Sole Dispositive Power

  392,000 (1)

10

  Shared Dispositive Power

  7,983,925.62 (2)

  11

  Aggregate Amount Beneficially Owned by Each Reporting Person

  8,375,925.62 (3)

12

  Check Box if the Aggregate
Amount in Row (11) Excludes Certain Shares

  ☐

13

  Percent of Class
Represented by Amount in Row (11)

   28.4%

14

  Type of Reporting
Person

   OO

(1) Solely in its capacity as the managing member of Oaktree Holdings, LLC.
(2) Solely in its capacity as the sole stockholder of Oaktree Holdings, Inc.
(3) Solely in its capacity as the managing member of Oaktree Holdings, LLC or the sole stockholder of Oaktree Holdings, Inc., as applicable.

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