13D Filing: Oaktree Capital Management and Fifth Street Finance Corp. (FSC)

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Page 4 of 13 – SEC Filing


CUSIP No. 31678A103
  1 

Name of
Reporting Person or I.R.S. Identification No. of Above Person

Oaktree Capital Group,
LLC

  2

Check the Appropriate Box if a Member
of a Group

(a)  ☐        (b)  ☐

  3

SEC Use Only

  4

Source of Funds

Not applicable

  5

Check Box if Disclosure of Legal
Proceedings Is Required Pursuant to Item 2(d) or 2(e)

  6

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

  7 

Sole Voting Power

0

  8

Shared Voting Power

27,044,419.404 (1)

  9

Sole Dispositive Power

0

10

Shared Dispositive Power

27,044,419.404 (1)

11

Aggregate Amount Beneficially Owned by Each Reporting Person

27,044,419.404 (1)

12

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

13

Percent of Class Represented by Amount
in Row (11)

19.2%

14

Type of Reporting Person

OO

(1) Solely in its capacity as the sole stockholder of Oaktree Holdings, Inc.

4

Follow Oaktree Specialty Lending Corp (NASDAQ:OCSL)

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