Private investor Norman H. Pessin has just filed a Form 13D with the SEC, updating the regulatory body on the latest pertinent information related to his position in Image Sensing Systems Inc (NASDAQ:ISNS). Specifically, the filing details that Pessin has purchased about 75,000 shares of the image processing company since January 7, lifting his holding to over 579,000 shares. You can see details of the filing below.
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Norman H. Pessin | 579,730 | 579,730 | 579,730 | 1) 11.5% | ||
Sandra F. Pessin | 23,109 | 23,109 | 23,109 | 0.4% | ||
Brian Pessin | 139,350 | 139,350 | 139,350 | 2.7% |
Page 1 of 8 SEC Filing
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Page 2 of 8 SEC Filing
1 | NAMES OF REPORTING PERSONS | ||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
Norman H. Pessin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☑ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
PF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
579,730 | |||||
8 | SHARED VOTING POWER | ||||
9 | SOLE DISPOSITIVE POWER | ||||
579,730 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
579,730 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
1) 11.5% | |||||
14 | TYPE OF REPORTING PERSON | ||||
IN | |||||
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Page 3 of 8 SEC Filing
1 | NAMES OF REPORTING PERSONS | ||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
Sandra F. Pessin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☑ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
PF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
23,109 | |||||
8 | SHARED VOTING POWER | ||||
9 | SOLE DISPOSITIVE POWER | ||||
23,109 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
23,109 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.4% | |||||
14 | TYPE OF REPORTING PERSON | ||||
IN | |||||
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Page 4 of 8 SEC Filing
1 | NAMES OF REPORTING PERSONS | ||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
Brian Pessin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☑ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
PF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
139,350 | |||||
8 | SHARED VOTING POWER | ||||
9 | SOLE DISPOSITIVE POWER | ||||
139,350 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
139,350 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
2.7% | |||||
14 | TYPE OF REPORTING PERSON | ||||
IN | |||||
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Page 5 of 8 SEC Filing
Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Name and Address: | 1) | Norman H. Pessin |
366 Madison Avenue, 14th Floor | ||
New York, NY 10017 | ||
2) | Sandra F. Pessin | |
366 Madison Avenue, 14th Floor | ||
New York, NY 10017 | ||
3) | Brian Pessin | |
310 East 75th Street, Apt. 2A | ||
New York, NY 10021 | ||
Principal Occupation: | 1) | Investor |
2) | Housewife | |
3) | Investor | |
Criminal Convictions: | 1) | None |
2) | None | |
3) | None | |
Civil Proceedings: | 1) | None |
2) | None | |
3) | None | |
Citizenship: | 1) | United States |
2) | United States | |
3) | United States |
Item 3. | Source and Amount of Funds or Other Consideration |
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Page 6 of 8 SEC Filing
Item 4. | Purpose of Transaction |
Item 5. | Interest in Securities of the Issuer |
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Page 7 of 8 SEC Filing
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
Item 7. | Material to Be Filed as Exhibits |
/s/ Norman H. Pessin | ||
Norman H. Pessin |
/s/ Sandra F. Pessin | ||
Sandra F. Pessin |
/s/ Brian Pessin | ||
Brian Pessin |
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Page 8 of 8 SEC Filing
Shares of Common Stock Bought | Price Per Share ($) | Date of Purchase | ||
Norman H. Pessin | ||||
13,411 | 2.98 | 1/7/16 | ||
10,100 | 3.00 | 1/8/16 | ||
7,907 | 2.98 | 1/11/16 | ||
1,400 | 3.01 | 1/12/16 | ||
11,600 | 2.99 | 1/13/16 | ||
1,662 | 3.00 | 1/15/16 | ||
21,159 | 3.00 | 1/19/16 | ||
11,000 | 2.99 | 1/20/16 |