13D Filing: Nierenberg Investment Management and Rosetta Stone Inc (RST)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
The D3 Family Fund 0 321,177 0 321,177 For%
The D3 Family Bulldog Fund 0 838,861 0 838,861 For%
The DIII Offshore Fund 0 62,986 0 62,986 For%
Nierenberg Investment Management Company, Inc 0 1,223,024 0 1,223,024 For%
Nierenberg Investment Management Offshore, Inc 0 62,986 0 62,986 For%
David Nierenberg 0 1,223,024 0 1,223,024 For%

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Page 1 of 10 – SEC Filing

Washington, D.C.  20549
Under the Securities Exchange Act of 1934
(Amendment No. 5)
(Name of Issuer)
Common Stock
(Title of Class of Securities)
(CUSIP Number)
David Nierenberg
The D3 Family Funds
19605 NE 8th Street
Camas, WA  98607
(360) 604-8600
With a copy to:
Christopher P. Davis
Kleinberg, Kaplan, Wolff & Cohen, P.C.
551 Fifth Avenue
New York, NY 10176
(212) 986-6000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
May 15, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [x ].

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