13D Filing: Nierenberg Investment Management and Houston Wire & Cable Co (HWCC)

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Houston Wire & Cable Co (NASDAQ:HWCC): David Nierenberg’s Nierenberg Investment Management filed an amended 13D.

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David Nierenberg Nierenberg Investment Management

David Nierenberg of Nierenberg Investment Management

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
The D3 Family Fund 0 427,891 0 427,891 427,891 2.6%
The D3 Family Bulldog Fund 0 985,794 0 985,794 985,794 6.0%
The DIII Offshore Fund 0 74,145 0 74,145 74,145 Less than 1%
Nierenberg Investment Management Company, Inc 0 1,487,830 0 1,487,830 1,487,830 9.0%
Nierenberg Investment Management Offshore, Inc 0 74,145 0 74,145 74,145 Less than 1%
David Nierenberg 0 1,487,830 0 1,487,830 1,487,830 9.0%

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Page 1 of 10 – SEC Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
HOUSTON WIRE & CABLE COMPANY [HWCC]
(Name of Issuer)
Common Stock
(Title of Class of Securities)
44244K109
(CUSIP Number)
David Nierenberg
The D3 Family Funds
19605 NE 8th Street
Camas, WA  98607
(360) 604-8600
With a copy to:
Christopher P. Davis
Kleinberg, Kaplan, Wolff & Cohen, P.C.
551 Fifth Avenue
New York, NY 10176
(212) 986-6000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 4, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [x].

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