13D Filing: Mill Road Capital, L.P. and Cartesian Inc. (CRTN)

Page 3 of 8 – SEC Filing


CUSIP No. 146534102 13D Page 3 of 8 Pages
  1.

Names of
Reporting Persons.

Scott P. Scharfman

  2.

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ☐        (b)  ☐

  3.

SEC Use Only

  4.

Source of Funds (See Instructions)

AF

  5.

Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)

  6.

Citizenship or Place of
Organization

USA

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

  7.

Sole Voting Power

  8.

Shared Voting Power

174,886

  9.

Sole Dispositive Power

10.

Shared Dispositive Power

174,886

11.

Aggregate Amount Beneficially Owned by Each Reporting Person

174,886

12.

Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)

13.

Percent of Class Represented by Amount
in Row (11)

1.9%

14.

Type of Reporting Person (See
Instructions)

IN

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