13D Filing: Mill Road Capital II, L.P. and Performant Financial Corp (PFMT)

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Page 2 of 10 – SEC Filing


CUSIP No. 71377E105 13D Page
2
of 10 Pages
  1. 

Names of
Reporting Persons.

Mill Road Capital II, L.P.

  2.

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ☐        (b)  ☐

  3. 

SEC Use Only

  4. 

Source of Funds (See Instructions)

WC

  5. 

Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)

  6. 

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

   7. 

Sole Voting Power

3,440,023

   8.

Shared Voting Power

   9.

Sole Dispositive Power

3,440,023

 10.

Shared Dispositive Power

11. 

Aggregate Amount Beneficially Owned by Each Reporting Person

3,440,023

12. 

Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)

13. 

Percent of Class Represented by Amount
in Row (11)

6.8%

14. 

Type of Reporting Person (See
Instructions)

PN

Follow Performant Financial Corp (NASDAQ:PFMT)

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