13D Filing: Matthew S Kaplan and Kapstone Paper & Packaging Corp (NYSE:KS)

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Page 4 of 11 – SEC Filing

 

CUSIP No.   48562P103

 

 

1.

Names of Reporting Persons.
Douglas Kaplan Trust E/U Matthew S. Kaplan 2008 GRAT UAD 02/27/10

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions):

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions):
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):
Not Applicable

 

 

6.

Citizenship or Place of Organization:
Illinois

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power:
0

 

8.

Shared Voting Power:
118,086

 

9.

Sole Dispositive Power:
0

 

10.

Shared Dispositive Power:
118,086

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person:
118,086

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):   o

 

 

13.

Percent of Class Represented by Amount in Row (11):
0.12% (1)

 

 

14.

Type of Reporting Person (See Instructions):
CO

 


(1)   Based on 96,786,601 shares of Common Stock outstanding as of March 20, 2017 (as reported in the Issuers definitive proxy statement on Schedule 14A, filed with the SEC on April 5, 2017).

 

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