13D Filing: Matthew S Kaplan and Kapstone Paper & Packaging Corp (NYSE:KS)

Page 2 of 11 – SEC Filing

 

CUSIP No.   48562P103

 

 

1.

Names of Reporting Persons.
Matthew Kaplan

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions):

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions):
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):
Not Applicable

 

 

6.

Citizenship or Place of Organization:
U.S.A.

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power:
3,389,693

 

8.

Shared Voting Power:
504,172

 

9.

Sole Dispositive Power:
3,389,693

 

10.

Shared Dispositive Power:
504,172

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person:
3,893,865 (1)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):   o

 

 

13.

Percent of Class Represented by Amount in Row (11):
4.02% (2)

 

 

14.

Type of Reporting Person (See Instructions):
IN

 


(1)   Includes 504,172 shares of Common Stock held by the Allison Kaplan Trust E/U Matthew S. Kaplan 2008 GRAT UAD 02/27/10, the Douglas Kaplan Trust E/U Matthew S. Kaplan 2008 GRAT UAD 02/27/10, the Allison K. Bosco Exempt Descendants Trust U/A 12/07/12 and the Douglas Kaplan Exempt Descendants Trust U/A 12/07/12.

 

(2)   Based on 96,786,601 shares of Common Stock outstanding as of March 20, 2017 (as reported in the Issuers definitive proxy statement on Schedule 14A filed with SEC on April 5, 2017).

 

2


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