13D Filing: MAST Capital and Great Great Elm Capital Corp. (GECC)

Page 5 of 6 – SEC Filing


MAST Account

Trade Date Purchased
(Sold)
Price / Share

Mast Select Opportunities Master Fund

27-Sep-17 (7,024 ) $ 10.5542

Mast Select Opportunities Master Fund

28-Sep-17 (28,836 ) $ 10.4514

Mast Select Opportunities Master Fund

29-Sep-17 (7,936 ) $ 10.4691

Mast Select Opportunities Master Fund

2-Oct-17 (3,716 ) $ 10.4331

Mast Select Opportunities Master Fund

3-Oct-17 (3,831 ) $ 10.4036

Mast Select Opportunities Master Fund

4-Oct-17 (2,296 ) $ 10.3629

Mast Select Opportunities Master Fund

5-Oct-17 (7,260 ) $ 10.3344

Mast Select Opportunities Master Fund

6-Oct-17 (7,113 ) $ 10.3151

Mast Credit Opportunities I Master Fund Limited

27-Sep-17 (6,252 ) $ 10.5542

Mast Credit Opportunities I Master Fund Limited

28-Sep-17 (25,668 ) $ 10.4514

Mast Credit Opportunities I Master Fund Limited

29-Sep-17 (7,064 ) $ 10.4691

Mast Credit Opportunities I Master Fund Limited

2-Oct-17 (3,307 ) $ 10.4331

Mast Credit Opportunities I Master Fund Limited

3-Oct-17 (3,411 ) $ 10.4036

Mast Credit Opportunities I Master Fund Limited

4-Oct-17 (2,044 ) $ 10.3629

Mast Credit Opportunities I Master Fund Limited

5-Oct-17 (6,462 ) $ 10.3344

Mast Credit Opportunities I Master Fund Limited

6-Oct-17 (6,332 ) $ 10.3151

Other than the foregoing transactions, the Reporting Persons have not purchased or sold any shares of Common
Stock within the last 60 days.

(d) The 5,198,854 shares of Common Stock held by the MAST Accounts consists of the following amounts: (i)
2,667,851 shares of Common Stock held by Mast Select Opportunities Master Fund; (ii) 2,374,711 shares of Common Stock held by Mast Credit Opportunities I Master Fund Limited; and (iii) 156,292 shares of Common Stock held by Mast Admiral Master Fund,
L.P..

(e) Not applicable.

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