Page 5 of 7 SEC Filing
The Reporting Persons reserve the right in the future to take such actions with respect to their investment in the Issuer as they deem appropriate including, without limitation, purchasing additional shares of Common Stock or selling some or all of their shares of Common Stock, engaging in short selling of or any hedging or similar transactions with respect to the shares of Common Stock, voting for or against and expressing support for or against the proposals of the board of directors of the Issuer or other shareholders of the Issuer and/or otherwise changing their intention with respect to any and all matters referred to in Item 4 of this Schedule 13D.
Item 5. Interest in Securities of the Issuer.
(a) Based upon an aggregate of 3,417,615 shares of Common Stock outstanding, as determined by the Issuer’s most recently available public information, as of the close of business on February 16, 2016:
| (i) | MCM owned directly no shares of Common Stock. By reason of its position as investment advisor for various investment entities, under the provisions of Rule 13d-3 of the Securities and Exchange Commission (“Rule 13d-3”), MCM may be deemed to beneficially own 200,000 shares of Common Stock, constituting approximately 5.85% of the shares of Common Stock outstanding. |
| (ii) | Mr. Maltese directly owned no shares of Common Stock. By reason of his position as Managing Member of MCM, Mr. Maltese may be deemed to beneficially own the 200,000 shares of Common Stock constituting approximately 5.85% of the shares of Common Stock outstanding. |
(b) See rows (7) through (10) of the cover pages to this Schedule 13D for the number of shares of Common Stock as to which each Reporting Person has the sole or shared power to vote or direct the vote and sole or shared power to dispose or direct the disposition. Mr. Maltese, as Managing Member of MCM, shares the power to dispose of and to vote the shares of Common Stock beneficially owned by the Reporting Persons.
(c) During the sixty days prior to the date hereof, the Reporting Persons, either directly or indirectly, effected the following transactions in the Common Stock:
| Date | Transaction | Price | Shares | |||
| 12/18/15 | Sale | 14.9500 | (322) | |||
| 02/02/16 | Sale | 14.0300 | (30,600) | |||
| 02/09/16 | Sale | 14.0000 | (77,778) |
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
There are no contracts, arrangements, understandings or relationships among the persons named in Item 2 or between such persons and any other person with respect to any securities of the Issuer.
Item 7. Material to be Filed as Exhibits.
| Exhibit 1 | Written Agreement relating to the filing of joint acquisition statements as required by Rule 13d-1(f)(1) of the Securities and Exchange Commission |
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