13D Filing: Lee G. Beaumont and Aerocentury Corp (NYSEMKT:ACY)

Page 5 of 7 – SEC Filing

 

(d)                                 Not applicable.

 

(e)                                  On March 22, 2017, the Reporting Person ceased to be the beneficial owner of more than five percent (5%) of the outstanding shares of Common Stock.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Item 6 is hereby amended and supplemented as follows:

 

The information set forth in Item 4 is incorporated by reference into this Item 6. Except as described herein, the Reporting Person does not have any contracts, arrangements, understandings or relationships (legal or otherwise) with respect to any securities of the Issuer.

 

Item 7. Material to be Filed as Exhibits

 

Item 7 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

The following exhibits are filed as exhibits hereto:

 

Exhibit

 

Description of Exhibit

99.1

 

Letter to the Board of Directors of AeroCentury Corp., dated December 5, 2014, by Lee G. Beaumont (incorporated by reference to the Schedule 13D filed on December 5, 2014 by the Reporting Person with the Commission).

 

 

 

99.2

 

Letter to Lee G. Beaumont, dated December 17, 2014, by Neal Crispin, Chairman of the Board of Directors of AeroCentury Corp., on behalf of the Board of Directors of AeroCentury Corp. (incorporated by reference to the Schedule 13D filed on January 13, 2015 by the Reporting Person with the Commission).

 

 

 

99.3

 

Letter to the Independent Directors of AeroCentury Corp., dated January 9, 2015, by Lee G. Beaumont (incorporated by reference to the Schedule 13D filed on January 13, 2015 by the Reporting Person with the Commission).

 

 

 

99.4

 

Notice of Nomination of Director at Annual Meeting, dated February 6, 2015, by Lee G. Beaumont (incorporated by reference to the Schedule 13D filed on February 11, 2015 by the Reporting Person with the Commission).

 

 

 

99.5

 

Exchange Agreement, dated March 21, 2017, between Lee G. Beaumont and AeroCentury Corp. (incorporated by reference to Exhibit 10.1 to AeroCentury Corp.s Current Report on Form 8-K filed on March 24, 2017 with the Commission).

 

 

 

99.6

 

Securities Purchase Agreement, dated March 22, 2017, between Lee G. Beaumont and AeroCentury Corp. (incorporated by reference to Exhibit 10.2 to AeroCentury Corp.s Current Report on Form 8-K filed on March 24, 2017 with the Commission).

 

 

 

99.7

 

Limited Suspension of Standstill and Release Agreement, effective March 30, 2017, between Lee G. Beaumont and AeroCentury Corp. (filed herewith).

 

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