13D Filing: Ji Qi and China Lodging Group Ltd (NASDAQ:HTHT)

Page 2 of 13 – SEC Filing

 

CUSIP No:   G21182 103

 

 

 

 

1.

Names of Reporting Persons
Qi Ji

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)         o

(b)         o

 

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)
SC

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

6.

Citizenship or Place of Organization
Singapore

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
104,347,3601

8.

Shared Voting Power
0

9.

Sole Dispositive Power
77,870,5082

10.

Shared Dispositive Power
0

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
104,347,360

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

13.

Percent of Class Represented by Amount in Row (11)
37.6%3

 

14.

Type of Reporting Person (See Instructions)
IN

 


1.                 These securities include (i) 73,144,905 Ordinary Shares of which the record owner is Winner Crown Holdings Limited (Winner Crown), (ii) options to purchase 836,348 Ordinary Shares of which the record owner is the Reporting Person, (iii) 3,889,255 shares of restricted stock of which the record owner is the Reporting Person and (iv) 10,474,652 Ordinary Shares, 4,000,000 Restricted ADSs representing 16,000,000 Ordinary Shares and 550 ADSs representing 2,200 Ordinary Shares of which the record owner is East Leader International Limited (East Leader), over which the Reporting Person has voting power pursuant to powers of attorneys. Winner Crown is wholly owned by Sherman Holdings Limited (Sherman), which is in turn wholly owned by Credit Suisse Trust Limited, as Trustee of the Ji Family Trust (CS Trustee). CS Trustee acts as trustee of the Ji Family Trust, of which the Reporting Person and his family members are the beneficiaries. By virtue of these arrangements, the Reporting Person may be deemed to have sole voting power with respect to these securities.

 

2.                 These securities include (i) 73,144,905 Ordinary Shares of which the record owner is Winner Crown, (ii) options to purchase 836,348 Ordinary Shares of which the record owner is the Reporting Person and (iii) 3,889,255 shares of restricted stock of which the record owner is the Reporting Person. Winner Crown is wholly owned by Sherman, which is in turn wholly owned by CS Trustee. CS Trustee acts as trustee of the Ji Family Trust, of which the Reporting Person and his family members are the beneficiaries. By virtue of this affiliation, the Reporting Person may be deemed to have sole dispositive power with respect to these securities.

 

3.                 Based upon 276,397,062 Ordinary Shares outstanding as of March 31, 2016 as reported in the Issuers annual report on Form 20-F for the fiscal year ended December 31, 2015 filed on April 20, 2016.

 

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