13D Filing: James Michael Chu and Noodles & Co (NASDAQ:NDLS)

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Page 5 of 10 – SEC Filing

 

CUSIP No. 65540B105

 

 

1

Name of Reporting Persons.
CP6 Management, L.L.C.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 o

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
11,087,757*

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
11,087,757*

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
11,087,757*

 

 

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
28.1%**

 

 

14

Type of Reporting Person (See Instructions)
OO

 


 *              Represents shares of Class A Common Stock held of record by Catterton Noodles.  CP6 is the manager of Catterton Noodles.  See Item 2.

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