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13D Filing: Intersouth Partners VI LP and Alimera Sciences Inc (ALIM)

Published on June 9, 2017 at 2:59 pm by Insider Monkey Staff in Hedge Funds

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Intersouth Partners V 0 300,168 0 300,168 300,168 0.5%
Intersouth Affiliates V 0 14,068 0 14,068 14,068 0.02%
Intersouth Associates V 0 314,236 0 314,236 314,236 0.5%
Intersouth Partners VI 0 382,715 0 382,715 382,715 0.6%
Intersouth Associates VI 0 382,715 0 382,715 382,715 0.6%
Intersouth Partners VII 0 212,210 0 212,210 212,210 0.3%
Intersouth Associates, VII 0 212,210 0 212,210 212,210 0.3%
Dennis Dougherty 0 909,161 0 909,161 909,161 1.4%
Mitch Mumma 0 909,161 0 909,161 909,161 1.4%

Page 1 of 19 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Amendment No. 1)*

Under the Securities Exchange Act of 1934

ALIMERA
SCIENCES, INC.

(Name of Issuer)

Common Stock, $0.01 Par Value

(Title of Class of Securities)

016259103

(CUSIP Number)

Intersouth Partners

c/o Dennis Dougherty

102
City Hall Plaza, Suite 200

Durham, NC 27701

(919) 493-6640

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

August 16, 2016

(Date of Event which Requires Filing of this Statement)

If the filing person has
previously filed a statement on Schedule l3G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).

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Page 2 of 19 – SEC Filing

CUSIP No. 016259103 Page
2
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Intersouth Partners V, L.P.
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

300,168
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

300,168
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

300,168
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

0.5%
14.

Type of Reporting Person

PN

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Page 3 of 19 – SEC Filing

CUSIP No. 016259103 Page
3
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Intersouth Affiliates V, L.P.
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

14,068
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

14,068
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

14,068
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

0.02%
14.

Type of Reporting Person

PN

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Page 4 of 19 – SEC Filing

CUSIP No. 016259103 Page
4
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Intersouth Associates V, LLC
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

314,236
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

314,236
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

314,236
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

0.5%
14.

Type of Reporting Person

CO

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Page 5 of 19 – SEC Filing

CUSIP No. 016259103 Page
5
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Intersouth Partners VI, L.P.
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

382,715
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

382,715
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

382,715
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

0.6%
14.

Type of Reporting Person

PN

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Page 6 of 19 – SEC Filing

CUSIP No. 016259103 Page
6
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Intersouth Associates VI, LLC
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

382,715
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

382,715
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

382,715
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

0.6%
14.

Type of Reporting Person

CO

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Page 7 of 19 – SEC Filing

CUSIP No. 016259103 Page
7
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Intersouth Partners VII, L.P.
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

212,210
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

212,210
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

212,210
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

0.3%
14.

Type of Reporting Person

PN

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Page 8 of 19 – SEC Filing

CUSIP No. 016259103 Page
8
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Intersouth Associates, VII, LLC
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

212,210
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

212,210
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

212,210
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

0.3%
14.

Type of Reporting Person

CO

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Page 9 of 19 – SEC Filing

CUSIP No. 016259103 Page
9
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Dennis Dougherty
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

United States

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

909,161
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

909,161
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

909,161
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

1.4%
14.

Type of Reporting Person

IN

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Page 10 of 19 – SEC Filing

CUSIP No. 016259103 Page
10
of 19
  1.

Name of
Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

Mitch Mumma
  2.

Check the Appropriate Box if a Member
of a Group

(a)  ☒        (b)  ☐
  3.

SEC Use Only
  4.

Source of Funds (See Instructions)

WC
  5.

Check if Disclosure of Legal
Proceeding Is Required Pursuant to Items 2(d) or 2(e)

Not Applicable
  6.

Citizenship or Place of
Organization

United States

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

with

   7.

Sole Voting Power

0
  8.

Shared Voting Power

909,161
  9.

Sole Dispositive Power

0
10.

Shared Dispositive Power

909,161
11.

Aggregate Amount Beneficially Owned by Each Reporting Person

909,161
12.

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

☐
13.

Percent of Class Represented by
Amount in Row (11)

1.4%
14.

Type of Reporting Person

IN

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Page 11 of 19 – SEC Filing

CUSIP No. 016259103 Page
11
of 19

This Amendment No. 1 on Schedule 13D (Schedule 13D/A) amends the statement on
Schedule 13D, dated September 10, 2010, which relates to the Common Stock, par value $0.01 per share (the Common Stock) of Alimera Sciences, Inc. (the Issuer) filed by:

Intersouth Partners V, L.P. (ISP V)

Intersouth Affiliates V, L.P. (IS Affiliates)

Intersouth Associates V, LLC (ISA V)

Intersouth Partners VI, L.P. (ISP VI)

Intersouth Associates VI, LLC (ISA VI)

Intersouth Partners VII, L.P. (ISP VII)

Intersouth Associates VII, LLC (ISA VII)

Dennis Dougherty (Dougherty)

Mitch Mumma (Mumma)

(collectively, the Reporting Persons).

Except as expressly amended below, the Schedule 13D, dated September 10, 2010, remains in effect.

As of March 9, 2017, the Reporting Persons beneficially own less than five percent of Issuers outstanding Common Stock. This is the final amendment
to the Schedule 13D and constitutes an exit filing for the Reporting Persons.

Item 2. Identity and Background.
(b) The Reporting Persons business address is 102 City Hall Plaza, Suite 200, Durham, North Carolina 27701.
(f) The Reporting Persons that are entities are organized under the laws of the state of Delaware.
Item 5. Interest in Securities of the Issuer.
(a) Aggregate number and percentage beneficially owned:
ISP V 300,168 or less than 1%
IS Affiliates 14,068 or less than 1%
ISA V 314,236 or less than 1%
ISP VI 382,715 or less than 1%
ISA VI 382,715 or less than 1%
ISP VII 212,210 or less than 1%
ISA VII 212,210 or less than 1%
Dougherty 909,161 or 1.4%
Mumma 909,161 or 1.4%

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Page 12 of 19 – SEC Filing

CUSIP No. 016259103 Page
12
of 19
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote

ISP V 0

IS Affiliates 0

ISA V
0

ISP VI 0

ISA VI 0

ISP VII
0

ISA VII 0

Dougherty 0

Mumma
0

(ii) Sole power to dispose or to direct the disposition of

ISP V 0

IS Affiliates 0

ISA V
0

ISP VI 0

ISA VI 0

ISP VII
0

ISA VII 0

Dougherty 0

Mumma
0

(iii) Shared power to dispose or to direct the disposition of

ISP V 300,168 or less than 1%

IS Affiliates 14,068 or less than 1%

ISA V 314,236 or less than 1%

ISP VI 382,715 or less than 1%

ISA VI 382,715 or less than 1%

ISP VII 212,210 or less than 1%

ISA VII 212,210 or less than 1%

Dougherty 909,161 or 1.4%

Mumma 909,161 or 1.4%

(iv) Shared power to vote or to direct the vote

ISP V 300,168 or less than 1%

IS Affiliates 14,068 or less than 1%

ISA V 314,236 or less than 1%

ISP VI 382,715 or less than 1%

ISA VI 382,715 or less than 1%

ISP VII 212,210 or less than 1%

ISA VII 212,210 or less than 1%

Dougherty 909,161 or 1.4%

Mumma 909,161 or 1.4%

(c) Schedule I hereto sets forth all transactions with respect to the Issuers Common Stock effected by the Reporting Persons since the
filing of the initial Schedule 13D. All such transactions were effected in the open market.

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Page 13 of 19 – SEC Filing

CUSIP No. 016259103 Page
13
of 19
Item 7. Materials to be Filed as Exhibits.

Exhibit A Joint Filing Agreement (appears at
page 16 of this statement).

Schedule I Transactions in the Shares of the Issuer since the Filing of the Initial Schedule 13D.

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Page 14 of 19 – SEC Filing

CUSIP No. 016259103 Page
14
of 19

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.

Date: June 8, 2017

INTERSOUTH PARTNERS V, L.P.
By: Intersouth Associates V, LLC,
Its General Partner
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH AFFILIATES V, L.P.
By: Intersouth Associates V, LLC,
Its General Partner
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH ASSOCIATES V, LLC
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH PARTNERS VI, L.P.
By: Intersouth Associates VI, LLC,
Its General Partner
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member

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Page 15 of 19 – SEC Filing

CUSIP No. 016259103 Page
15
of 19
INTERSOUTH ASSOCIATES VI, LLC
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH PARTNERS VII, L.P.
By: Intersouth Associates VII, LLC,
Its General Partner
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH ASSOCIATES VII, LLC
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member

/s/ Dennis Dougherty
Dennis Dougherty

/s/ Mitch Mumma
Mitch Mumma

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Page 16 of 19 – SEC Filing

CUSIP No. 016259103 Page
16
of 19

Exhibit A

AGREEMENT REGARDING THE JOINT FILING OF
AMENDMENT NO. 1 TO SCHEDULE 13D

The undersigned, being duly authorized
thereunto, hereby execute this agreement as an exhibit to this Amendment No. 1 to Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to
file this Schedule jointly on behalf of each such party.

Date: June 8, 2017

[Signature Pages Follow]

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Page 17 of 19 – SEC Filing

CUSIP No. 016259103 Page
17
of 19

IN WITNESS WHEREOF, the parties hereto have executed and delivered this Agreement as of the
date first written above.

INTERSOUTH PARTNERS V, L.P.
By: Intersouth Associates V, LLC,
Its General Partner
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH AFFILIATES V, L.P.
By: Intersouth Associates V, LLC,
Its General Partner
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH ASSOCIATES V, LLC
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH PARTNERS VI, L.P.
By: Intersouth Associates VI, LLC,
Its General Partner
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH ASSOCIATES VI, LLC
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member

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Page 18 of 19 – SEC Filing

CUSIP No. 016259103 Page
18
of 19
INTERSOUTH PARTNERS VII, L.P.
By: Intersouth Associates VII, LLC,
Its General Partner
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member
INTERSOUTH ASSOCIATES VII, LLC
By:

/s/ Dennis Dougherty
Name: Dennis Dougherty
Title: Managing Member

/s/ Dennis Dougherty
Dennis Dougherty

/s/ Mitch Mumma
Mitch Mumma

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Page 19 of 19 – SEC Filing

CUSIP No. 016259103 Page
19
of 19

Schedule I

Transactions in the Shares of the Issuer since the Filing of the Initial Schedule 13D

Trade Date

 Price per
share		 Intersouth
Affiliates V, L.P.
Shares Sold		 Intersouth
Partners V, L.P.
Shares Sold		 Intersouth
Partners VI, L.P.
Shares Sold		 Intersouth
Partners VII, L.P.
Shares Sold

1/23/2017

 $ 1.19 3,750 82,250 105,250 58,750

2/13/2017

 $ 1.23 69 1,513 1,937 1,081

2/14/2017

 $ 1.24 5,425 118,999 152,276 85,000

2/15/2017

 $ 1.25 605 13,278 16,992 9,485

2/16/2017

 $ 1.23 5,150 112,959 144,546 80,685

  3/6/2017

 $ 1.36 1,800 39,480 50,520 28,200

  3/7/2017

 $ 1.32 1,643 36,045 46,124 25,746

  3/8/2017

 $ 1.30 3,750 82,250 105,250 58,750

  3/9/2017

 $ 1.33 3,999 87,711 112,239 62,651

3/10/2017

 $ 1.40 3,808 83,514 106,867 59,653

3/17/2017

 $ 1.64 2,638 57,857 74,037 41,327

3/20/2017

 $ 1.50 1,500 32,900 42,100 23,500

3/21/2017

 $ 1.42 1,463 32,083 41,055 22,916

3/22/2017

 $ 1.37 999 21,919 28,049 15,657

4/10/2017

 $ 1.45 3,000 65,800 84,200 47,000

4/11/2017

 $ 1.44 3,382 74,190 94,936 52,992

4/12/2017

 $ 1.40 5,728 125,642 160,777 89,745

4/13/2017

 $ 1.39 2,889 63,368 81,088 45,263

5/10/2017

 $ 1.59 1,025 22,484 28,771 16,059

5/11/2017

 $ 1.52 5,639 123,685 158,271 88,346

5/12/2017

 $ 1.50 585 12,831 16,419 9,165

5/19/2017

 $ 1.50 611 13,403 17,151 9,574

5/22/2017

 $ 1.50 25 559 716 400

5/24/2017

 $ 1.50 39 855 1,095 611

Total shares sold:

 

   59,522     1,305,575     1,670,666     932,556  

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