13D Filing: Granite Falls Energy, Llc and Heron Lake Bioenergy Llc

Page 2 of 5 – SEC Filing

CUSIP No.:  None

1.

 

Name of Reporting Persons

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Granite Falls Energy, LLC

41-1997390

2.

 

Check the Appropriate Box if a Member of a Group

 

 

(a)

 

 

(b)

3.

 

SEC Use Only

 

4.

 

Source of Funds (See Instructions).

 

 WC, BK, OO

5.

 

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   ☐

 

6.

 

Citizenship or Place of Organization

 

Minnesota

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH:

7.

Sole Voting Power

 

39,475,824*

8.

Shared Voting Power

 

 0

9.

Sole Dispositive Power

 

 39,475,824*

10.

Shared Dispositive Power

 

 0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

 39,475,824*

12.

 

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares  ☐

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

 50.65%*

14.

 

Type of Reporting Person

 

 00 (LLC)

 

*See Item 5 of this Schedule 13D.


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