13D Filing: GoldenTree Asset Management and Kadmon Holdings Inc.

Page 5 of 7 – SEC Filing

CUSIP No. 48283N106
Page 5 of 7 Pages
1
NAME OF REPORTING PERSON
TREACY GAFFNEY
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS
OO
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
SOLE VOTING POWER
4,346
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
4,346
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,346
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1% (1)
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
(1) Based on 51,846,521 shares of Common Stock outstanding as reported in the Issuer’s 10-K filed with the SEC on March 22, 2017.

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