You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Golden Meditech Stem Cells (BVI) Company Limited | 78,874,106 | 0 | 78,874,106 | 0 | 78,874,106 | 65.40% |
| Golden Meditech Holdings Limited | 78,874,106 | 0 | 78,874,106 | 0 | 78,874,106 | 65.40% |
| Bio Garden Inc | 0 | 29,736,465 | 0 | 29,736,465 | 29,736,465 | 24.66% |
| Magnum Opus | 0 | 25,761,155 | 0 | 25,761,155 | 25,761,155 | 21.36% |
| Yuen Kam | 0 | 55,497,620 | 0 | 55,497,620 | 55,497,620 | 46.02% |
Page 1 of 8 – SEC Filing
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| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
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| SCHEDULE 13D/A |
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Under the Securities Exchange Act of 1934
(Amendment No. 26)
China Cord Blood Corporation
(Name of Issuer)
Ordinary Shares, par value $0.0001 per share
(Title of Class of Securities)
G21107100
(CUSIP Number)
Yuen Kam
48th Floor, Bank of China Tower
1 Garden Road, Central
Hong Kong S.A.R.
(852) 3605-8180
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
With a copy to:
Paul Strecker, Esq.
Shearman & Sterling
12th Floor, Gloucester Tower
The Landmark
15 Queens Road Central
Hong Kong
(852) 2978 8000
April 13, 2017
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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Page 2 of 8 – SEC Filing
| CUSIP No. G21107100 | 13D/A |
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| 1 | Name of Reporting Persons | ||||
| 2 | Check the Appropriate Box if a Member of a Group (a) o (b) x | ||||
| 3 | SEC Use Only | ||||
| 4 | Source of Funds (See Instructions) | ||||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | ||||
| 6 | Citizenship or Place of Organization | ||||
| Number of | 7 | Sole Voting Power | |||
| 8 | Shared Voting Power | ||||
| 9 | Sole Dispositive Power | ||||
| 10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | ||||
| 13 | Percent of Class Represented by Amount in Row (11) | ||||
| 14 | Type of Reporting Person (See Instructions) | ||||
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Page 3 of 8 – SEC Filing
| CUSIP No. G21107100 | 13D/A |
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| 1 | Name of Reporting Persons | ||||
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x | ||||
| 3 | SEC Use Only | ||||
| 4 | Source of Funds (See Instructions) | ||||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | ||||
| 6 | Citizenship or Place of Organization | ||||
| Number of | 7 | Sole Voting Power | |||
| 8 | Shared Voting Power | ||||
| 9 | Sole Dispositive Power | ||||
| 10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | ||||
| 13 | Percent of Class Represented by Amount in Row (11) | ||||
| 14 | Type of Reporting Person (See Instructions) | ||||
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Page 4 of 8 – SEC Filing
| CUSIP No. G21107100 | 13D/A |
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| 1 | Name of Reporting Persons | ||||
| 2 | Check the Appropriate Box if a Member of a Group (a) o (b) x | ||||
| 3 | SEC Use Only | ||||
| 4 | Source of Funds (See Instructions) | ||||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | ||||
| 6 | Citizenship or Place of Organization | ||||
| Number of | 7 | Sole Voting Power | |||
| 8 | Shared Voting Power | ||||
| 9 | Sole Dispositive Power | ||||
| 10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | ||||
| 13 | Percent of Class Represented by Amount in Row (11) | ||||
| 14 | Type of Reporting Person (See Instructions) | ||||
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Page 5 of 8 – SEC Filing
| CUSIP No. G21107100 | 13D/A |
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| 1 | Name of Reporting Persons | ||||
| 2 | Check the Appropriate Box if a Member of a Group (a) o (b) x | ||||
| 3 | SEC Use Only | ||||
| 4 | Source of Funds (See Instructions) | ||||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | ||||
| 6 | Citizenship or Place of Organization | ||||
| Number of | 7 | Sole Voting Power | |||
| 8 | Shared Voting Power | ||||
| 9 | Sole Dispositive Power | ||||
| 10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | ||||
| 13 | Percent of Class Represented by Amount in Row (11) | ||||
| 14 | Type of Reporting Person (See Instructions) | ||||
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Page 6 of 8 – SEC Filing
| CUSIP No. G21107100 | 13D/A |
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| 1 | Name of Reporting Persons | ||||
| 2 | Check the Appropriate Box if a Member of a Group (a) o (b) x | ||||
| 3 | SEC Use Only | ||||
| 4 | Source of Funds (See Instructions) | ||||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | ||||
| 6 | Citizenship or Place of Organization | ||||
| Number of | 7 | Sole Voting Power | |||
| 8 | Shared Voting Power | ||||
| 9 | Sole Dispositive Power | ||||
| 10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | ||||
| 13 | Percent of Class Represented by Amount in Row (11) | ||||
| 14 | Type of Reporting Person (See Instructions) | ||||
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Page 7 of 8 – SEC Filing
This Amendment No. 26 is being filed jointly by Golden Meditech Stem Cells (BVI) Company Limited (GM Stem Cells), Golden Meditech Holdings Limited (Golden Meditech), Bio Garden Inc. (Bio Garden), Magnum Opus 3 International Holdings Limited (MO3) and Yuen Kam (Mr. Kam). GM Stem Cells, Golden Meditech, Bio Garden, MO3 and Mr. Kam are collectively referred to as the Reporting Persons.
This Amendment No. 26 amends and supplements the statement on Schedule 13D jointly filed with the Securities and Exchange Commission on July 9, 2009 by GM Stem Cells and Golden Meditech, as previously amended and supplemented by amendments to Schedule 13D filed on June 23, 2011, September 30, 2011, April 12, 2012, May 2, 2012, October 4, 2012, July 11, 2013, August 25, 2014, April 27, 2015, May 4, 2015, May 8, 2015, July 27, 2015, August 6, 2015, August 26, 2015, October 26, 2015, November 3, 2015, November 5, 2015, November 13, 2015, November 30, 2015, December 7, 2015, January 7, 2016, September 1, 2016, October 31, 2016, December 30, 2016, April 6, 2017 and April 10, 2017 (as so amended, the Original Schedule 13D). Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Original Schedule 13D.
Item 4. Purpose of Transaction
Item 4 of the Original Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
On April 13, 2017, Golden Meditech received a letter from the Issuer regarding the Proposal (the Letter) which provided that, in view of Golden Meditechs proposed sale of its beneficial ownership interest in the Issuer pursuant to the GM New Sale Agreement (the Disposal), Nanjing Ying Pengs future plans regarding the Issuer following the Disposal and the overall viability of the Transaction, the board of directors of the Issuer has resolved to terminate any further evaluation or negotiation of the Transaction. Golden Meditech therefore will not continue to pursue the Transaction.
The description of the Letter herein is not intended to be complete and is qualified in its entirety by reference to the complete text of such document, a copy of which is attached hereto as exhibit 53 and is incorporated by reference in its entirety into this Item 4.
Item 7. Material to be Filed as Exhibits.
Item 7 of the Original Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
The following documents are filed as exhibits:
| Exhibit No. |
| Description |
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| Exhibit 53 |
| Letter from the Issuer regarding the Proposal, dated as of April 13, 2017. |
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Page 8 of 8 – SEC Filing
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
| Dated: April 13, 2017 |
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| GOLDEN MEDITECH STEM CELLS (BVI) COMPANY LIMITED | |
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| By: | /s/ Yuen Kam |
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| Name: Yuen Kam |
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| Title: Director |
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| GOLDEN MEDITECH HOLDINGS LIMITED | |
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| By: | /s/ Yuen Kam |
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| Name: Yuen Kam |
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| Title: Chairman and Chief Executive Officer |
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| BIO GARDEN INC. | |
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| By: | /s/ Yuen Kam |
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| Name: Yuen Kam |
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| Title: Director |
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| MAGNUM OPUS 3 INTERNATIONAL HOLDINGS LIMITED | |
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| By: | /s/ Yuen Kam |
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| Name: Yuen Kam |
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| Title: Director |
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| YUEN KAM | |
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| /s/ Yuen Kam | |
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