13D Filing: GAMCO Investors and Sevcon Inc. (SEV)

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Page 17 of 17 – SEC Filing


                                                  SCHEDULE II
                            INFORMATION WITH RESPECT TO
                 TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
                 SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
                                   SHARES PURCHASED        AVERAGE
                        DATE            SOLD(-)             PRICE(2)
 COMMON STOCK – SEVCON, INC.
           GAMCO ASSET MANAGEMENT INC.
                       8/02/17            1,900            21.8600
                       8/01/17              100            21.8600
                       7/31/17            3,000-           21.8303
                       7/31/17            2,000-           21.8175
                       7/25/17            4,000-           21.7503
                       7/20/17            5,000-           21.7954
                       7/19/17              500            21.7900
                       7/19/17            1,000            21.7786
                       7/19/17            1,200-           21.7800
           GABELLI FUNDS, LLC.
               GABELLI VALUE PLUS+ TRUST
                       8/15/17              513            21.8100
                       8/14/17            5,487            21.8511
                       7/25/17            4,000            21.7500
               THE GDL FUND
                       7/19/17            1,000            21.7900
               GABELLI ENTERPRISE MERGERS & ACQUISITIONS FUND
                       7/19/17              500            21.7900
               GABELLI ABC FUND
                       7/25/17            3,227            21.7800
                       7/24/17              773            21.7800
                       7/19/17            1,000            21.7900
SERIES A CONVERTIBLE PREFERRED – SEVCON, INC.
               TETON ADVISORS, INC.
                       7/20/17               100            65.00
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
    ON THE NASDAQ GLOBAL SECURITIES MARKET
(2) PRICE EXCLUDES COMMISSION.
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