13D Filing: Galen Partners V, L.L.C. and Quotient Ltd (QTNT)

Page 2 of 16

Page 2 of 16 – SEC Filing


CUSIP No. G73268 107 13D
  1. 

Name of
Reporting Persons

Galen Partners V LP

  2.

Check the Appropriate Box if a Member
of a Group (see instructions)

(a)  ☐        (b)  ☒(1)

  3.

SEC USE ONLY

  4.

Source of Funds (see instructions)

WC

  5.

Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ☐

  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

  7. 

Sole Voting Power

6,613,590(2)

  8.

Shared Voting Power

0

  9.

Sole Dispositive Power

6,613,590(2)

10.

Shared Dispositive Power

0

11.

Aggregate Amount Beneficially Owned by Each Reporting Person

6,613,590(2)

12.

Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (see instructions)  ☐

13.

Percent of Class Represented by Amount
in Row 11

14.4%(3)

14.

Type of Reporting Person (see
instructions)

PN

(1) This schedule is filed by Galen Partners V LP (Galen LP), Galen Partners International V LP (Galen International), Galen Management LLC (Management), Galen Partners V, L.L.C.
(Galen), Zubeen Shroff, L. John Wilkerson and David Jahns (collectively, the Listed Persons). Galen is the General Partner of Galen LP and Galen International and the Listed Persons are the managing directors of Galen. Galen
LP, Galen International, Management, Galen and the Listed Persons expressly disclaim status as a group for purposes of this Schedule 13D.
(2) Includes 386,695 ordinary shares that Galen LP has the right to acquire within 60 days of October 26, 2017 pursuant to outstanding warrants to purchase the Issuers Ordinary Shares.
(3) The percentage is based upon 45,542,808 Ordinary Shares outstanding, which is the sum of (i) 37,688,125 Ordinary Shares outstanding as of August 4, 2017, as reported in the Issuers Quarterly Report on Form 10-Q
for the quarterly period ended June 30, 2017 filed with the Securities and Exchange Commission on August 8, 2017 and (ii) 7,874,683 shares of Ordinary Shares issued by the Issuer pursuant to the private placement described in the Issuers
Current Report on Form 8-K filed with the Securities and Exchange Commission on October 25, 2017.

Follow Quotient Ltd (NASDAQ:QTNTQ)

Page 2 of 16