13D Filing: FrontFour Capital Group and Penn West Petroleum Ltd. (PWE)

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Page 25 of 27 – SEC Filing

FRONTFOUR CAPITAL GROUP LLC

(Through Separately Managed Accounts)

 

Common Shares 15,040 1.0581 09/13/2017
Common Shares (125,000) 1.0596 09/13/2017
Common Shares 11,079 1.0881 09/14/2017
Common Shares (50,000) 1.0755 09/14/2017
Common Shares 1,899 1.0120 09/15/2017
Common Shares 3,082 1.0092 09/18/2017
Common Shares 7,073 1.0114 09/19/2017
Common Shares 8,841 1.0187 09/20/2017
Common Shares (22,637) 1.0300 09/21/2017
Common Shares 7,397 1.0736 09/25/2017
Common Shares (50,000) 1.1100 09/26/2017
Common Shares (100,000) 1.0900 10/05/2017
Common Shares (20,000) 1.0315 10/09/2017
Common Shares (10,000) 1.0679 10/10/2017
Common Shares (25,000) 1.0529 10/11/2017
Common Shares (15,000) 1.0406 10/13/2017
Common Shares (100,000) 1.0458 10/16/2017
Common Shares (150,000) 1.0268 10/17/2017
Common Shares 5,267 1.0389 10/18/2017
Common Shares (100,000) 1.0375 10/18/2017
Common Shares 14,819 1.0178 10/19/2017
Common Shares (35,000) 1.0147 10/19/2017
Common Shares 50,410 1.0104 10/20/2017
Common Shares (95,000) 1.0062 10/20/2017
Common Shares 23,767 1.0086 10/23/2017
Common Shares (35,000) 1.0139 10/23/2017

May 2018 Call Option

($1.20 Strike Price)

176 0.1000 10/23/2017

May 2018 Put Option

($0.80 Strike Price)*

(176) 0.0300 10/23/2017

May 2018 Call Option

($1.15 Strike Price)

1,689 0.1500 10/24/2017

May 2018 Put Option

($0.85 Strike Price)*

(1,689) 0.0640 10/24/2017
Common Shares (25,000) 0.9675 10/26/2017

May 2018 Call Option

($1.10 Strike Price)

507 0.1500 10/26/2017

May 2018 Put Option

($0.85 Strike Price)*

(507) 0.0650 10/26/2017
Common Shares 30,443 0.9881 10/27/2017
Common Shares 49,701 0.9636 10/27/2017
Common Shares (20,000) 1.0082 10/27/2017

May 2018 Call Option

($1.10 Strike Price)

1,182 0.1500 10/27/2017

May 2018 Call Option

($1.20 Strike Price)

(176) 0.1200 10/27/2017

May 2018 Put Option

($0.85 Strike Price)*

(1,182) 0.0620 10/27/2017

May 2018 Put Option

($0.80 Strike Price)**

176 0.0420 10/27/2017

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