13D Filing: FrontFour Capital Group and Penn West Petroleum Ltd. (PWE)

Page 24 of 27

Page 24 of 27 – SEC Filing

 

FRONTFOUR OPPORTUNITY FUND***

 

Common Shares 4,000 1.2272 09/12/2017
Common Shares 7,000 1.3251 09/14/2017
Common Shares 5,000 1.2934 10/18/2017
Common Shares 2,500 1.2714 10/19/2017
Common Shares 3,500 1.2670 10/20/2017

May 2018 Call Option

($1.20 Strike Price)

20 0.1000 10/23/2017

May 2018 Put Option

($0.80 Strike Price)*

(20) 0.0300 10/23/2017

May 2018 Call Option

($1.15 Strike Price)

198 0.1500 10/24/2017

May 2018 Put Option

($0.85 Strike Price)*

(198) 0.0640 10/24/2017

May 2018 Call Option

($1.10 Strike Price)

59 0.1500 10/26/2017

May 2018 Put Option

($0.85 Strike Price)*

(56) 0.0650 10/26/2017

May 2018 Call Option

($1.10 Strike Price)

136 0.1500 10/27/2017

May 2018 Call Option

($1.20 Strike Price)

(20) 0.1200 10/27/2017

May 2018 Put Option

($0.85 Strike Price)*

(139) 0.0620 10/27/2017

May 2018 Put Option

($0.80 Strike Price)**

20 0.0420 10/27/2017
Common Shares 22,000 1.2500 10/27/2017
Common Shares 16,000 1.3616 10/31/2017
Common Shares 6,000 1.4440 11/01/2017
Common Shares 20,000 1.4501 11/03/2017
Common Shares 44,000 1.5208 11/08/2017
Common Shares 18,000 1.5464 11/09/2017

May 2018 Call Option

($1.20 Strike Price)

80 0.3000 11/09/2017

May 2018 Put Option

($1.05 Strike Price)*

(80) 0.1326 11/09/2017

May 2018 Call Option

($1.20 Strike Price)

49 0.2827 11/13/2017

May 2018 Put Option

($1.05 Strike Price)*

(49) 0.1000 11/13/2017

May 2018 Put Option

($1.05 Strike Price)*

(9) 0.1000 11/16/2017

May 2018 Call Option

($1.20 Strike Price)

29 0.3100 11/17/2017

May 2018 Put Option

($1.05 Strike Price)*

(29) 0.1000 11/17/2017

 

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