13D Filing: FrontFour Capital Group and Penn West Petroleum Ltd. (PWE)

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Page 22 of 27 – SEC Filing

SCHEDULE B

Transactions in the Securities
of the Issuer During the Past Sixty Days

Class of Security Amount of Securities
Purchased/(Sold)
Price ($) Date of
Purchase/Sale

FRONTFOUR MASTER FUND, LTD.

 

Common Shares 36,000 1.0074 09/12/2017
Common Shares 81,629 1.0581 09/13/2017
Common Shares 36,921 1.0881 09/14/2017
Common Shares 17,101 1.0120 09/15/2017
Common Shares 25,018 1.0092 09/18/2017
Common Shares 12,227 1.0114 09/19/2017
Common Shares 46,159 1.0187 09/20/2017
Common Shares 14,482 1.0382 09/21/2017
Common Shares 33,718 1.0736 09/25/2017
Common Shares 6,967 1.0900 09/26/2017
Common Shares 40,000 1.0963 09/27/2017
Common Shares 20,063 1.0580 09/28/2017
Common Shares 22,000 1.0544 09/29/2017
Common Shares 30,000 1.0603 09/29/2017
Common Shares 11,010 1.0556 10/03/2017
Common Shares 10,900 1.0799 10/05/2017
Common Shares 6,000 1.0470 10/06/2017
Common Shares 20,000 1.0342 10/09/2017
Common Shares 1,500 1.0745 10/10/2017
Common Shares 25,000 1.0581 10/11/2017
Common Shares 10,000 1.0355 10/12/2017
Common Shares 10,000 1.0419 10/12/2017
Common Shares 20,000 1.0467 10/13/2017
Common Shares 5,000 1.0625 10/13/2017
Common Shares 100,000 1.0474 10/16/2017
Common Shares 150,000 1.0284 10/17/2017
Common Shares 94,733 1.0389 10/18/2017
Common Shares 45,281 1.0178 10/19/2017
Common Shares 249,590 1.0104 10/20/2017
Common Shares 116,733 1.0086 10/23/2017

May 2018 Call Option

($1.20 Strike Price)

824 0.1000 10/23/2017

May 2018 Put Option

($0.80 Strike Price)*

(824) 0.0300 10/23/2017

May 2018 Call Option

($1.15 Strike Price)

8,113 0.1500 10/24/2017

May 2018 Put Option

($0.85 Strike Price)*

(8,113) 0.0640 10/24/2017
Common Shares 20,000 0.9746 10/25/2017
Common Shares 35,900 0.9671 10/26/2017
Common Shares 5,400 0.9663 10/26/2017

May 2018 Call Option

($1.10 Strike Price)

2,434 0.1500 10/26/2017

May 2018 Put Option

($0.85 Strike Price)*

(2,437) 0.0650 10/26/2017

May 2018 Call Option

($1.10 Strike Price)

5,682 0.1500 10/27/2017

May 2018 Call Option

($1.20 Strike Price)

(824) 0.1200 10/27/2017
Common Shares 146,257 0.9881 10/27/2017

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