Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

13D Filing: Fortress Investment Group and Innocoll Holdings PLC (INNL)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Cam Investment Cayman Holdings 0 0 0 0 0 0%
Cam Investment Cayman Holdings GP Inc 0 0 0 0 0 0%
Hybrid GP Holdings 0 0 0 0 0 0%
Fortress Operating Entity I 0 0 0 0 0 0%
FIG Corp 0 0 0 0 0 0%
FIG 0 0 0 0 0 0%
Fortress Investment Group 0 0 0 0 0 0%
Michael Novogratz
Michael Novogratz
Fortress Investment Group

Page 1 of 11 – SEC Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D/A
 
(Amendment No. 1)
Under the Securities Exchange Act of 1934
 
Innocoll Holdings Public Limited Company
(Name of Issuer)
Ordinary Shares, $0.01 par value per share
(Title of Class of Securities)
G4783X105
(CUSIP Number)
David N. Brooks
Fortress Investment Group LLC
1345 Avenue of the Americas, 46th Floor
New York, NY 10105
(212) 798-6100
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
July 24, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 2 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 2 of 11 Pages
1
NAME OF REPORTING PERSON
Cam Investment Cayman Holdings L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☒     (b)  ☐
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
 ☐
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
 ☐
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
14
TYPE OF REPORTING PERSON
PN

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 3 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 3 of 11 Pages

 

1
NAME OF REPORTING PERSON
Cam Investment Cayman Holdings GP Inc.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☒     (b)  ☐
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
  ☐
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
  ☐
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
14
TYPE OF REPORTING PERSON
CO

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 4 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 4 of 11 Pages

1
NAME OF REPORTING PERSON
Hybrid GP Holdings LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☒     (b)  ☐
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
  ☐
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
  ☐
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
14
TYPE OF REPORTING PERSON
OO

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 5 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 5 of 11 Pages

1
NAME OF REPORTING PERSON
Fortress Operating Entity I LP
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☒     (b)  ☐
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
  ☐
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
  ☐
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
14
TYPE OF REPORTING PERSON
PN

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 6 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 6 of 11 Pages

1
NAME OF REPORTING PERSON
FIG Corp.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☒     (b)  ☐
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
  ☐
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
  ☐
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
14
TYPE OF REPORTING PERSON
CO

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 7 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 7 of 11 Pages

1
NAME OF REPORTING PERSON
FIG LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☒     (b)  ☐
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
  ☐
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
  ☐
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
14
TYPE OF REPORTING PERSON
OO

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 8 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 8 of 11 Pages

 

1
NAME OF REPORTING PERSON
Fortress Investment Group LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☒     (b)  ☐
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
  ☐
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
  ☐
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
14
TYPE OF REPORTING PERSON
OO

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 9 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 9 of 11 Pages

Item 1.    Security and Issuer.
This Amendment No. 1 to Schedule 13D amends the Schedule 13D originally filed on August 11, 2014 (the “Schedule 13D”) regarding the beneficial ownership of American Depositary Shares (“ADSs”), each representing 1/13.25 of an Ordinary Share, €1.00 nominal value per share of Innocoll AG, a German corporation, the predecessor of Innocoll Holdings plc, an Irish public limited company (the “Issuer”). As amended hereby, the Schedule 13D relates to the Issuer’s Ordinary Shares, par value $0.01 per share (the “Ordinary Shares”). The principal executive offices of the Issuer are located at: Unit 9, Block D, Monksland Business Park, Monksland, Athlone, Ireland.
Item 4.    Purpose of Transaction.
Item 4 of the Schedule 13D is amended and restated as follows:
The Reporting Persons held the securities of the Issuer for investment purposes. As result of the completion of the acquisition of the Issuer by Gurnet Point L.P. on July 24, 2017 (the “Merger”): (1) each Ordinary Share outstanding immediately before the Merger now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right that represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events; and (2) each warrant to purchase an Ordinary Share was cancelled.
Item 5.    Interest in Securities of the Issuer.
Items 5(a), (b), (c) and (e) of the Schedule 13D are amended and restated as follows:
(a)(b)(c) As result of the Merger, the Reporting Persons no longer beneficially own any of the Issuer’s Ordinary Shares.
(e) The Reporting Persons ceased to be beneficial owners of 5% of more of the Issuer’s Ordinary Shares on July 24, 2017.

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 10 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 10 of 11 Pages
 
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date:  August 7, 2017
CAM INVESTMENT CAYMAN HOLDINGS L.P.
By:
Cam Investment Cayman Holdings GP Inc.,
its General Partner
By:
/s/ Constantine M. Dakolias
Name: Constantine M. Dakolias
Title: President
CAM INVESTMENT CAYMAN HOLDINGS GP INC.
By:
/s/ Constantine M. Dakolias
Name: Constantine M. Dakolias
Title: President

Follow Innocoll Holdings Plc
Trade (INNL) Now!

Page 11 of 11 – SEC Filing

CUSIP No. G4783X105
13D
Page 11 of 11 Pages

 

HYBRID GP HOLDINGS LLC
By:
Fortress Operating Entity I LP, its sole managing member
By:
FIG Corp., its general partner
By:
/s/ David N. Brooks
Name:  David N. Brooks
Title:   Secretary
FORTRESS OPERATING ENTITY I LP
By:
FIG Corp., its general partner
By:
/s/ David N. Brooks
Name:  David N. Brooks
Title:   Secretary
FIG CORP.
By:
/s/ David N. Brooks
Name:  David N. Brooks
Title:   Secretary
FIG LLC
By:
/s/ David N. Brooks
Name:  David N. Brooks
Title:   Secretary
FORTRESS INVESTMENT GROUP LLC
By:
/s/ David N. Brooks
Name:  David N. Brooks
Title:   Secretary
Follow Innocoll Holdings Plc
Trade (INNL) Now!