13D Filing: Fir Tree and Eco-Stim Energy Solutions Inc. (NYSE:ESES)

Item 2.

IDENTITY AND BACKGROUND

(a)

This statement is filed by Fir Tree Inc., a New York corporation (“Fir Tree” or the “Reporting Person“). Fir Tree is the investment manager to certain private-pooled investment vehicles for which Fir Tree serves as the investment manager (the “Fir Tree Funds“), and has been granted investment discretion over portfolio investments, including the Common Stock held by the Fir Tree Funds.

Any disclosures herein with respect to persons other than the Reporting Person are made on information and belief after making inquiry to the appropriate party.

The filing of this statement should not be construed in and of itself as an admission by the Reporting Person as to beneficial ownership of the securities reported herein.

(b)

The address of the business office of the Reporting Person is 55 West 46th Street, 29th Floor, New York, NY 10036.

(c)

Fir Tree provides investment management services to private individuals and institutions and its principal business is investment management.

(d)

The Reporting Person has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

(e)

The Reporting Person has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was, or is subject to, a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violation with respect to such laws.

(f)

Fir Tree is a New York corporation.

Schedule A attached hereto sets forth the information required by Instruction C of the instructions to Schedule 13D.

13D Filing: Fir Tree and Eco-Stim Energy Solutions Inc. (NYSE:ESES)

Published on March 21, 2017 at 4:45 pm by Insider Monkey Staff in Hedge Funds

Page 3 of 9 – SEC Filing

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Item 1.	SECURITY AND ISSUER

	This statement on Schedule 13D (the “Schedule 13D“) relates to the Common Stock, $0.001 par value per share (the “Common Stock“), of Eco-Stim Energy Solutions, Inc., a Nevada corporation (the “Issuer“). The Issuer’s principal executive offices are located at 2930 W. Sam Houston Pkwy N., Suite 275, Houston, Texas 77043.