13D Filing: Etude Capital and Renn Global Entrepreneurs Fund, Inc. (RCG)

1

NAME OF REPORTING PERSONS

Steven I. Stein

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

☒

(b)

☐

3

SEC USE ONLY

4

SOURCE OF FUNDS

AF

5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

☐

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

7

SOLE VOTING POWER

257,000

8

SHARED VOTING POWER

0 (see Item 5)

9

SOLE DISPOSITIVE POWER

257,000

10

SHARED DISPOSITIVE POWER

0 (see Item 5)

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

257,000 (see Item 5)

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

☐

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

5.8%

14

TYPE OF REPORTING PERSON

IN