13D Filing: ESL Partners, L.P. and Sears Holdings Corp (SHLD)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
ESL Partners 25,000,979 0 25,000,979 38,525,294 63,526,273 56. 6 %
SPE I Partners 150,124 0 150,124 0 150,124 0.1%
SPE Master I 193,341 0 193,341 0 193,341 0.2%
RBS Partners 25,344,444 0 25,344,444 38,525,294 63,869,738 56.9%
ESL Investments, Inc 25,344,444 0 25,344,444 38,525,294 63,869,738 56.9%
Edward S. Lampert 63,869,738 0 25,344,444 38,525,294 63,869,738 53.9 %

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Washington, D.C. 20549




Under the Securities Exchange Act of 1934

(Amendment No. 57)*



Holdings Corporation

(Name of Issuer)



Common Shares

(Title of Class of Securities)


(CUSIP Number)

Janice V. Sharry, Esq.

Haynes and Boone, LLP

2323 Victory Avenue, Suite 700

Dallas, Texas 75219

(214) 651-5000

Address and Telephone Number of Person Authorized to Receive Notices and Communications)

October 4, 2017

(Date of Event which Requires Filing of this Statement)



If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box.  ☐

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
§240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).

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