13D Filing: Energy Spectrum Securities Corp and American Midstream Partners, Lp (AMID)

Page 2 of 10 SEC Filing

CUSIP: 02752P100 13D
2 of 10
1

names
of reporting persons

Energy Spectrum Securities Corporation

2

check the appropriate
box if a member of a group

(A)  ¨

(B)  ¨

3

sec use only

 

4

source of funds

OO

5

check
if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e)                    
¨

 

6

citizenship or place
of organization

Texas

number of
shares
beneficially
owned by
each
reporting
person
with
7

sole voting power

5,353,915

8

shared voting power

39,700

9

sole dispositive power

5,353,915

10

shared dispositive power

39,700

11

aggregate amount beneficially
owned by each reporting person

5,393,615

12

check
box if the aggregate amount in row (11) excludes certain shares                    ¨

 

13

percent of class represented
by amount in row (11)

17.72%*

14

type of reporting person

CO

*          Based
on the 30,425,829 common units of the Issuer (“Common Units”) outstanding as of November 6, 2015, as reported
in the Issuer’s Quarterly Report on Form 10-Q filed on November 9, 2015.

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