Page 9 of 9 SEC Filing
Transactions Effected by Elliott Associates, L.P. (through Liverpool) in Call Options at $8 Expiring on June 17, 2016:
| Date | Amount of Securities Bought / (Sold) | Price ($) per share or unit (excluding commissions) | Where and how the transaction was effected |
| 01/15/16 | 17,000 | 0.4200 | Open Market |
Transactions Effected by Elliott Associates, L.P. (through Liverpool) in Call Options at $8 Expiring on July 15, 2016:
| Date | Amount of Securities Bought / (Sold) | Price ($) per share or unit (excluding commissions) | Where and how the transaction was effected |
| 01/20/16 | 3,400 | 0.3900 | Open Market |
| 01/15/16 | 6,800 | 0.5300 | Open Market |
The following transactions were effected by Elliott International, L.P. in the Common Stock:
| Date | Security | Amount of Shs. Bought / (Sold) | Approx. price ($) per Share |
| 01/21/16 | Common Stock | 264,000 | 7.0900 |
| 01/21/16 | Common Stock | 1,320,000 | 7.0384 |
| 01/21/16 | Common Stock | 660,000 | 7.0531 |
| 01/21/16 | Common Stock | 66,000 | 7.1578 |
| 01/21/16 | Common Stock | 990,000 | 7.0655 |
| 01/20/16 | Common Stock | 363,000 | 6.7053 |
| 01/06/16 | Common Stock | 528,000 | 8.7335 |
| 01/06/16 | Common Stock | 132,000 | 8.8053 |
| 01/05/16 | Common Stock | 99,000 | 9.4956 |
| 01/05/16 | Common Stock | 198,000 | 9.2774 |
| 01/04/16 | Common Stock | 198,000 | 9.6000 |
| 01/04/16 | Common Stock | 132,000 | 9.5623 |
| 12/31/15 | Common Stock | 23,628 | 9.8391 |
| 12/10/15 | Common Stock | 3,654,750 | 8.7136 |
| 12/10/15 | Common Stock | 3,654,750 | 8.7136 |
| 12/10/15 | Common Stock | 7,614,750 | 8.7136 |
| 12/10/15 | Common Stock | 1,650,000 | 8.7136 |
| 12/10/15 | Common Stock | 7,614,750 | 8.7136 |
| 12/07/15 | Common Stock | 5,280,000 | –* |
All of the above transactions were effected on the open market unless indicated otherwise.
Transactions Effected by Elliott International, L.P. in Call Options at $8 Expiring on June 17, 2016:
| Date | Amount Of Securities Bought / (Sold) | Price ($) Per Share or Unit (Excluding Commissions) | Where and How the Transaction was Effected |
| 1/15/16 | 33,000 | 0.4200 | Open Market |
Transactions Effected by Elliott International, L.P. in Call Options at $8 Expiring on July 15, 2016:
| Date | Amount Of Securities Bought / (Sold) | Price ($) Per Share or Unit (Excluding Commissions) | Where and How the Transaction was Effected |
| 01/20/16 | 6,600 | 0.3900 | Open Market |
| 01/15/16 | 13,200 | 0.5300 | Open Market |
Transactions Effected by Elliott International, L.P. in Physically Settled Swaps:
| Date | Amount Of Securities Bought / (Sold) | Price ($) Per Share or Unit (Excluding Commissions) | Where and How the Transaction was Effected |
| 12/10/15 | (24,189,000) | 8.7136 | OTC |
* Shares acquired upon exercise of options.
Follow Howmet Aerospace Inc. (NYSE:HWM)
Follow Howmet Aerospace Inc. (NYSE:HWM)
Receive real-time insider trading and news alerts
We may use your email to send marketing emails about our services. Click here to read our privacy policy.
