13D Filing: Edenbrook Capital, Llc and Yume Inc (NYSE:YUME)

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You can access the original SEC filing by clicking here. Here is some background on Edenbrook Capital taken from Pierpoint Capital’s site:

“Jonathan Brolin is the Founder and Managing Partner of Edenbrook Capital, LLC, which takes a private equity approach to public markets, principally through concentrated investments in small and mid-cap companies. This approach involves identifying equities that are undervalued on a fundamental basis, performing intensive research on companies and industries, understanding existing and potential levers for creating value and collaborating with management teams and/or other constituents to unlock shareholder value. Mr. Brolin has 20 years of experience in public and private equity investing and investment banking.”

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Edenbrook Capital 0 2,148,206 0 2,148,206 2,148,206 6.31%
Jonathan Brolin 0 2,148,206 0 2,148,206 6.31%

Page 1 of 8 – SEC Filing

(Amendment No. 4)*
YuMe, Inc.
(Name of Issuer)
Common Stock, par value $0.001
(Title of Class of Securities)
(CUSIP Number)
Jonathan Brolin
2 Depot Plaza
Bedford Hills
New York 10507
(914) 239-3117
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
April 27, 2017
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d‑1(f) or 240.13d-1(g), check the following box [  ].
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.
*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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