13D Filing: Duggan Robert W and Achaogen Inc (NASDAQ:AKAO)

Page 4 of 6 – SEC Filing

Item 5.
Interest in Securities of the Issuer.
The aggregate percentage of Shares reported owned by the Reporting Person is based on 35,781,564 Shares outstanding, as of March 1, 2017, which is the total number of Shares outstanding as reported in the Issuer’s Annual Report on Form 10-K, filed with the Securities and Exchange Commission on March 14, 2017.
 
(a)
As of the close of business on March 27, 2017, Mr. Duggan beneficially owned 2,035,888 Shares.
Percentage: Approximately 5.7%
 
(b)
1. Sole power to vote or direct vote: 2,035,888
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 2,035,888
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
The transactions in the Shares by Mr. Duggan during the past sixty days are set forth in Schedule A and are incorporated herein by reference.
 
(d)
No person, other than the Reporting Person, is known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the Shares.
 
(e)
Not applicable.
Item 6.
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
Other than as described herein, there are no contracts, arrangements, understandings or relationships between the Reporting Person and any other person, with respect to the securities of the Issuer.
Item 7.
Material to be Filed as Exhibits.
Not applicable.

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