13D Filing: Diker Charles M and Cantel Medical Corp (NYSE:CMD)

Page 4 of 5 – SEC Filing

 

owned by Mr. Diker’s wife, and (vi) 289,816 shares of Cantel Common Stock held in certain discretionary accounts with Diker Management LLC (the “Management Account Shares”). Mr. Diker’s wife has sole power to vote (or to direct the vote of) her shares. However, Mr. Diker may be deemed to be the beneficial owner under Rule 13d-3 of the 455,538 shares of Cantel Common Stock owned by Mrs. Diker. Mr. Diker may be deemed to have investment discretion with respect to the Management Account Shares. Mr. Diker manages the accounts associated with the Management Account Shares, but he has no beneficial ownership with respect to the discretionary accounts and he does not have the power to vote (or to direct the vote of) the Management Account Shares. However, by reason of his investment power and relationship with Diker Management LLC, Mr. Diker may be deemed to be the beneficial owner of the 289,816 Management Account Shares. Pursuant to Rule 13d-4, Mr. Diker expressly disclaims that he is the beneficial owner of (i) the shares owned by Mrs. Diker and (ii) the Management Account Shares.

 

(c) There have been no transactions in Cantel Common Stock by Mr. Diker (either directly or indirectly through individuals, corporations and other entities through which Mr. Diker may possess the power to vote or dispose of shares of Cantel Common Stock) during the past 60 days (or the 60 days prior to the due date of this statement) except for the following:

 

Name of Person Effecting 
Transaction

 

Date of
Transaction

 

No. of Shares
Acquired/(Disposed)

 

Price per
Share(1)

 

How Transaction
Was Effected

 

Discretionary Accounts

 

1/18/17

 

(669

)

$

76.5000

 

Sale

 

Discretionary Accounts

 

1/19/17

 

(16,200

)

$

76.8331

 

Sale

 

Discretionary Accounts

 

1/20/17

 

(600

)

$

76.6075

 

Sale

 

Non-Profit Foundation

 

3/10/17

 

(1,000

)

$

79.0000

 

Sale

 

Non-Profit Foundation

 

3/13/17

 

(2,000

)

$

77.0304

 

Sale

 

Discretionary Accounts

 

3/17/17

 

(236,068

)

0

 

Transfer

 

 


(1)  Average sale price where multiple transactions occurred on a specific date

 

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