13D Filing: Cyrus Capital Partners and Sphere 3D Corp (ANY)

Page 2 of 9 – SEC Filing

13D
CUSIP NO. 84841L209 Page 2 of 9
1. NAMES OF REPORTING PERSONS
Cyrus Capital Partners, L.P.
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨   (b) x
3. SEC USE ONLY
4. SOURCE OF FUNDS
AF
5.

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM

2(d) or 2(e) ¨

6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7. SOLE VOTING POWER
0
8. SHARED VOTING POWER
1,121,6071
9. SOLE DISPOSITIVE POWER
0
10. SHARED DISPOSITIVE POWER
1,121,6071
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,121,6071
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
11.5% 1
14. TYPE OF REPORTING PERSON
PN
1 After giving effect to the transactions reported herein, includes (i) 326,667 Common Shares issuable upon conversion of US$24,500,000 in principal amount of the New Debentures at a Conversion Price of US$75.00 per share, (ii) 20,000 Common Shares issuable upon exercise of the December 2015 Warrants and (iii) 20,000 Common Shares issuable upon exercise of the February 2016 Warrants.

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