13D Filing: Clinton Group and Glassbridge Enterprises Inc. (NYSE:GLA)

Page 4 of 8 – SEC Filing

1

NAME OF REPORTING PERSONS

Joseph A. De Perio

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

PF

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

35,262 shares of Common
Stock

8

SHARED VOTING POWER

-0-

9

SOLE DISPOSITIVE POWER

35,262 shares of Common
Stock

10

SHARED DISPOSITIVE POWER

-0-

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

35,262 shares of Common
Stock

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.7%*

14

TYPE OF REPORTING PERSON

IN

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