13D Filing: Carlson Capital and Renewable Energy Group Inc. (REGI)

Page 2 of 10 – SEC Filing


SCHEDULE 13D

CUSIP No. 75972A301
  1 

NAMES OF
REPORTING PERSON

Carlson Capital, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3  

SEC USE ONLY

  4  

SOURCE OF FUNDS

AF

  5  

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

  6  

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON

WITH

  7 

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

3,575,000

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

3,575,000

 11 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,575,000

 12 

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

 13 

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

9.26%

 14 

TYPE OF REPORTING PERSON

PN; IA

2

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