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13D Filing: Bulldog Investors and Lazard Global Total Return & Income Fund Inc (LGI)

Lazard Global Total Return & Income Fund Inc (NYSE:LGI): Phillip Goldstein, Andrew Dakos And Steven Samuels’ Bulldog Investors filed an amended 13D.

You can check out Bulldog Investors’ latest holdings and filings here.

Please follow Bulldog Investors (if you aren’t already doing so) to get real-time email alerts whenever we publish an article about Bulldog Investors or update its stock holdings.

Phillip Goldstein, Andrew Dakos And Steven Samuels
Phillip Goldstein, Andrew Dakos And Steven Samuels
Bulldog Investors

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Bulldog Investors 306,389 313,173 306,389 313,173 6.45%
Phillip Goldstein 306,389 313,173 306,389 313,173 6.45%
Andrew Dakos 306,389 313,173 306,389 313,173 6.45%
Steven Samuels 306,389 313,173 306,389 313,173 6.45%
Phillip Goldstein, Andrew Dakos And Steven Samuels
Phillip Goldstein, Andrew Dakos And Steven Samuels
Bulldog Investors

Page 1 of 2 – SEC Filing

SCHEDULE 13D/A

DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
9/20/17

1. NAME OF REPORTING PERSON
Bulldog Investors, LLC

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________

7. SOLE VOTING POWER
306,389

8. SHARED VOTING POWER
313,173

9. SOLE DISPOSITIVE POWER
306,389
_______________________________________________________

10. SHARED DISPOSITIVE POWER
313,173

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
619,562 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

6.45%

14. TYPE OF REPORTING PERSON

IA
___________________________________________________________

1. NAME OF REPORTING PERSON
Phillip Goldstein

2. CHECK THE BOX IF MEMBER OF A GROUP a[X]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
306,389

8. SHARED VOTING POWER
313,173

9. SOLE DISPOSITIVE POWER
306,389
_______________________________________________________

10. SHARED DISPOSITIVE POWER
313,173

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
619,562 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

6.45%

14. TYPE OF REPORTING PERSON

IN

___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos

2. CHECK THE BOX IF MEMBER OF A GROUP a[]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
306,389

8. SHARED VOTING POWER
313,173

9. SOLE DISPOSITIVE POWER
306,389
_______________________________________________________

10. SHARED DISPOSITIVE POWER
313,173

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
619,562 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

6.45%

14. TYPE OF REPORTING PERSON

IN

___________________________________________________________
1. NAME OF REPORTING PERSON
Steven Samuels

2. CHECK THE BOX IF MEMBER OF A GROUP a[]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
306,389

8. SHARED VOTING POWER
313,173

9. SOLE DISPOSITIVE POWER
306,389
_______________________________________________________

10. SHARED DISPOSITIVE POWER
313,173

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
619,562 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

6.45%

14. TYPE OF REPORTING PERSON

IN
_______________________________________________________

Item 1. SECURITY AND ISSUER

This statement constitutes Amendment #3 to the schedule 13D
filed October 24, 2016. Except as specifically set forth
herein, the Schedule 13D remains unmodified.

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