Lazard Global Total Return & Income Fund(NYSE:LGI): Phillip Goldstein, Andrew Dakos And Steven Samuels’ Bulldog Investors filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Bulldog Investors | 251,971 | 258,028 | 251,971 | 258,028 | 5.31% | |
| Phillip Goldstein | 251,971 | 258,028 | 251,971 | 258,028 | 5.31% | |
| Andrew Dakos | 251,971 | 258,028 | 251,971 | 258,028 | 5.31% | |
| Steven Samuels | 251,971 | 258,028 | 251,971 | 258,028 | 5.31% |
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Page 1 of 2 – SEC Filing
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
9/28/17
1. NAME OF REPORTING PERSON
Bulldog Investors, LLC
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________
7. SOLE VOTING POWER
251,971
8. SHARED VOTING POWER
258,028
9. SOLE DISPOSITIVE POWER
251,971
_______________________________________________________
10. SHARED DISPOSITIVE POWER
258,028
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
509,999 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.31%
14. TYPE OF REPORTING PERSON
IA
___________________________________________________________
1. NAME OF REPORTING PERSON
Phillip Goldstein
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
251,971
8. SHARED VOTING POWER
258,028
9. SOLE DISPOSITIVE POWER
251,971
_______________________________________________________
10. SHARED DISPOSITIVE POWER
258,028
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
509,999 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.31%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
251,971
8. SHARED VOTING POWER
258,028
9. SOLE DISPOSITIVE POWER
251,971
_______________________________________________________
10. SHARED DISPOSITIVE POWER
258,028
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
509,999 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.31%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
251,971
8. SHARED VOTING POWER
258,028
9. SOLE DISPOSITIVE POWER
251,971
_______________________________________________________
10. SHARED DISPOSITIVE POWER
258,028
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
509,999 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.31%
14. TYPE OF REPORTING PERSON
IN
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #4 to the schedule 13D
filed October 24, 2016. Except as specifically set forth
herein, the Schedule 13D remains unmodified.
