Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

13D Filing: Bulldog Investors and Adventaymore Enhanced Growth & Income Fund (LCM)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Bulldog Investors 416,141 371,822 416,141 371,822 5.79%
Phillip Goldstein 416,141 371,822 416,141 371,822 5.79%
Andrew Dakos 416,141 371,822 416,141 371,822 5.79%
Steven Samuels 416,141 371,822 416,141 371,822 5.79%
Phillip Goldstein, Andrew Dakos And Steven Samuels
Phillip Goldstein, Andrew Dakos And Steven Samuels
Bulldog Investors

Page 1 of 2 – SEC Filing

SCHEDULE 13D/A

DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
6/19/17

1. NAME OF REPORTING PERSON
Bulldog Investors, LLC

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________

7. SOLE VOTING POWER
416,141

8. SHARED VOTING POWER
371,822

9. SOLE DISPOSITIVE POWER
416,141
_______________________________________________________

10. SHARED DISPOSITIVE POWER
371,822

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
787,963 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

5.79%

14. TYPE OF REPORTING PERSON

IA

___________________________________________________________

1. NAME OF REPORTING PERSON
Phillip Goldstein

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
416,141

8. SHARED VOTING POWER
371,822

9. SOLE DISPOSITIVE POWER
416,141
_______________________________________________________

10. SHARED DISPOSITIVE POWER
371,822

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
787,963 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

5.79%

14. TYPE OF REPORTING PERSON

IN

___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
416,141

8. SHARED VOTING POWER
371,822

9. SOLE DISPOSITIVE POWER
416,141
_______________________________________________________

10. SHARED DISPOSITIVE POWER
371,822

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
787,963 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

5.79%

14. TYPE OF REPORTING PERSON

IN

___________________________________________________________
1. NAME OF REPORTING PERSON
Steven Samuels

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
416,141

8. SHARED VOTING POWER
371,822

9. SOLE DISPOSITIVE POWER
416,141
_______________________________________________________

10. SHARED DISPOSITIVE POWER
371,822

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
787,963 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

5.79%

14. TYPE OF REPORTING PERSON

IN
_______________________________________________________

Item 1. SECURITY AND ISSUER

This statement constitutes Amendment #6 to the schedule 13d
filed July 10, 2015. Except as specifically set forth
herein, the Schedule 13d remains unmodified.

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As per the N-CSR filed on January 6, 2017, there were 13,603,025 shares
of common stock outstanding as of October 31, 2016. The percentages set forth
herein were derived using such number. Phillip Goldstein, Andrew Dakos and
Steven Samuels own Bulldog Investors, LLC, a registered investment advisor.
As of June 19, 2017, Bulldog Investors, LLC is deemed to be the beneficial
owner of 787,963 shares of LCM (representing 5.79% of LCM’s outstanding
shares) solely by virtue of Bulldog Investors LLC’s power to direct the vote
of, and dispose of, these shares. These 787,963 shares of LCM include 416,141
shares (representing 3.06% of LCM’s outstanding shares) that are beneficially
owned by the following entities over which Messrs. Goldstein, Dakos and Samuels
exercise control: Opportunity Partners LP, Calapasas West Partners LP, Full
Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income
Plus, LP, and MCM Opportunity Partners, LP (collectively,”Bulldog Investors
Group of Funds”). Bulldog Investors Group of Funds may be deemed to constitute
a group. All other shares included in the aforementioned 787,963 shares of LCM
beneficially owned by Bulldog Investors, LLC (solely by virtue of its power to
sell or direct the vote of these shares) are also beneficially owned by clients
of Bulldog Investors, LLC who are not members of any group. The total number
of these “non-group” shares is 371,822 shares (representing 2.73% of LCM’s
outstanding shares).

(b)Bulldog Investors,LLC has sole power to dispose of and vote 416,141 shares.
Bulldog Investors, LLC has shared power to dispose of and vote 371,822 shares.
Certain of Bulldog Investors, LLC’s clients (none of whom beneficially own more
than 5% of LCM’s shares) share this power with Bulldog Investors, LLC. Messrs.
Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC.

c) Since the last filing on 6/9/17 the following shares of LCM were sold:

Date: Shares: Price:
06/09/17 (39,374) 8.8271
06/12/17 (5,083) 8.8100
06/13/17 (28,180) 8.8050
06/14/17 (37,500) 8.7990
06/15/17 (15,500) 8.7816
06/16/17 (9,510) 8.7719
06/19/17 (32,168) 8.8153

Follow Adventaymore Enhanced Growth & Income Fund (NYSE:LCM)
Trade (NYSE:LCM) Now!
Loading...