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13D Filing: Bulldog Investors and Adventaymore Enhanced Growth & Income Fund (LCM)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Bulldog Investors 514,224 441,054 514,224 441,054 7.02%
Phillip Goldstein 514,224 441,054 514,224 441,054 7.02%
Andrew Dakos 514,224 441,054 514,224 441,054 7.02%
Steven Samuels 514,224 441,054 514,224 441,054 7.02%
Phillip Goldstein, Andrew Dakos And Steven Samuels
Phillip Goldstein, Andrew Dakos And Steven Samuels
Bulldog Investors

Page 1 of 2 – SEC Filing

SCHEDULE 13D/A

DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
6/8/17

1. NAME OF REPORTING PERSON
Bulldog Investors, LLC

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________

7. SOLE VOTING POWER
514,224

8. SHARED VOTING POWER
441,054

9. SOLE DISPOSITIVE POWER
514,224
_______________________________________________________

10. SHARED DISPOSITIVE POWER
441,054

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
955,278 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

7.02%

14. TYPE OF REPORTING PERSON

IA

___________________________________________________________

1. NAME OF REPORTING PERSON
Phillip Goldstein

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
514,224

8. SHARED VOTING POWER
441,054

9. SOLE DISPOSITIVE POWER
514,224
_______________________________________________________

10. SHARED DISPOSITIVE POWER
441,054

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
955,278 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

7.02%

14. TYPE OF REPORTING PERSON

IN

___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
514,224

8. SHARED VOTING POWER
441,054

9. SOLE DISPOSITIVE POWER
514,224
_______________________________________________________

10. SHARED DISPOSITIVE POWER
441,054

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
955,278 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

7.02%

14. TYPE OF REPORTING PERSON

IN

___________________________________________________________
1. NAME OF REPORTING PERSON
Steven Samuels

2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS
WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []

6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________

7. SOLE VOTING POWER
514,224

8. SHARED VOTING POWER
441,054

9. SOLE DISPOSITIVE POWER
514,224
_______________________________________________________

10. SHARED DISPOSITIVE POWER
441,054

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
955,278 (Footnote 1)

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

[]
___________________________________________________________

13. PERCENT OF CLASS REPRESENTED BY ROW 11

7.02%

14. TYPE OF REPORTING PERSON

IN
_______________________________________________________

Item 1. SECURITY AND ISSUER

This statement constitutes Amendment #5 to the schedule 13d
filed July 10, 2015. Except as specifically set forth
herein, the Schedule 13d remains unmodified.

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As per the N-CSR filed on January 6, 2017, there were 13,603,025 shares
of common stock outstanding as of October 31, 2016. The percentages set forth
herein were derived using such number. Phillip Goldstein, Andrew Dakos and
Steven Samuels own Bulldog Investors, LLC, a registered investment advisor.
As of june 8, 2017, Bulldog Investors, LLC is deemed to be the beneficial
owner of 955,278 shares of LCM (representing 7.02% of LCM’s outstanding
shares) solely by virtue of Bulldog Investors LLC’s power to direct the vote
of, and dispose of, these shares. These 955,278 shares of LCM include 514,224
shares (representing 3.78% of LCM’s outstanding shares) that are beneficially
owned by the following entities over which Messrs. Goldstein, Dakos and Samuels
exercise control: Opportunity Partners LP, Calapasas West Partners LP, Full
Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value
Partners, LP, Opportunity Income Plus, LP, and MCM Opportunity Partners, LP
(collectively,”Bulldog Investors Group of Funds”). Bulldog Investors Group of
Funds may be deemed to constitute a group. All other shares included in the
aforementioned 955,278 shares of LCM beneficially owned by Bulldog Investors,
LLC (solely by virtue of its power to sell or direct the vote of these shares)
are also beneficially owned by clients of Bulldog Investors, LLC who are not
members of any group. The total number of these “non-group” shares is 441,054
shares (representing 3.24% of LCM’s outstanding shares).

(b)Bulldog Investors,LLC has sole power to dispose of and vote 514,224 shares.
Bulldog Investors, LLC has shared power to dispose of and vote 441,054 shares.
Certain of Bulldog Investors, LLC’s clients (none of whom beneficially own more
than 5% of LCM’s shares) share this power with Bulldog Investors, LLC. Messrs.
Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC.

c) Since the last filing on 5/31/17 the following shares of LCM were sold:

Date: Shares: Price:
05/31/17 (8,950) 8.7616
06/01/17 (15,076) 8.7782
06/02/17 (11,874) 8.8228
06/05/17 (2,400) 8.8300
06/06/17 (30,600) 8.8304
06/07/17 (25,000) 8.8350
06/07/17 (11,413) 8.8306
06/08/17 (42,547) 8.8317

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